Independent Sales Auditor

Established and rapidly growing FA Company seeks an Independent Sales Auditor to perform sales audit function in accordance to Balanced Scorecard (BSC) guidelines stipulated by MAS.This is a role requiring experience in Compliance in a Financial Institution, preferably a Licensed Financial Adviser. Previous experience as a Financial Adviser Representative is...

What the role is: The Strategic Planning & Policy Department (SPPD) oversees AGO's strategic planning process and policy formulation. It functions as the centre for knowledge and insights at AGO. SPPD also performs liaison work and fosters constructive partnerships with local and international stakeholders. What you will be working on: Responsibilities...

We're hiring an Auditor to strengthen our risk assurance capabilities and support governance reporting across our operations. What You'll Do Execute fieldwork across financial and operational audit engagements Prepare structured documentation and contribute to draft audit reports Assess internal controls and compliance frameworks (i.e. MAS, PDPA, SFRS)Apply...

At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together. The Internal Auditor is responsible for leading / conducting independent, objective and risk-based audits of all relevant...

Overview IT Auditor at PKF-CAP Role: IT Auditor at PKF-CAP LLP, Central Responsibilities Assess the risks associated with a company's information technology systems, as part of statutory audit and internal audit Recommend design and implementation procedures to mitigate these risks Communicate audit findings to management and other stakeholders (Audit...

**JOB SUMMARY** The Internal Auditor assists the Head of Internal Audit Asia Pacific to achieve the goals and objectives of Internal Audit department, including participating in the implementation of annual audit plan as well as any other assigned and delegated duties. He/She executes internal audit engagements in accordance with audit procedures and...

Your new company Client is a commercial bank in SEA seeking to hire a 6-month Auditor. Location: Central Contract duration: 6 months contract (Maternity cover) Salary: $8,000 to $10,000 per month Your new role We are seeking for a strong auditor who is well versed with regulatory requirements (i.e. MAS637 on risk-based capital adequacy and IFRS9 which...

Company Description At Connective Labs, we reject the one‑size‑fits‑all approach and build custom AI solutions that adapt to each unique business's needs. We serve traditional SMEs across Singapore and Southeast Asia, offering AI that respects their expertise and fits their workflows without causing disruptions. Our approach is hands‑on and...

Conduct audit on sales and advisory documents; - Collation and reporting on audit findings; - Advise on necessary remedial actions and track the completion of such remedial actions; - Conduct training for new Consultants on Balance Score Card requirements; and - Perform any other independent sales audit related duties as assigned. - Preferably with relevant...

The Internal Auditor executes audit projects aligned with the audit plan, supports SOX and operational audits, and uses data analytics to enhance fraud detection and control testing. The role involves collaborating with cross-functional teams to assess risks, strengthen internal controls, and ensure compliance. Overview The Internal Auditor would play an...