Compliance Consultant

24 hours ago

Singapore JOBSHINE PTE. LTD. Full time $90,000 - $120,000 per year

Job Responsibilities

  • Manage and service a portfolio of clients, acting as a trusted compliance adviser
  • Advise clients on MAS regulatory requirements, including the Securities and Futures Act (SFA), Financial Advisers Act (FAA), Payment Services Act (PSA), and relevant MAS notices and guidelines
  • Assist clients with licensing applications for CMS licences under the SFA and licences under the PSA
  • Develop, review, and update compliance policies and procedures, including but not limited to:
  • Compliance Manuals
  • Risk Management Frameworks
  • AML/CFT Policies and Procedures
  • Outsourcing Policies
  • Technology Risk Management
  • Individual Accountability & Conduct frameworks
  • Support clients in preparing and submitting regulatory filings, approvals, and notifications to MAS
  • Monitor regulatory developments and translate changes into actionable updates for client policies and practices
  • Conduct compliance reviews, gap assessments, mock regulatory inspections, and internal audits
  • Perform AML/CFT work including customer due diligence, screening, and risk assessments
  • Deliver engaging compliance and AML/CFT training sessions for clients and internal teams
  • Develop and maintain strong relationships with clients, regulators, and stakeholders
  • Collaborate on business development initiatives and contribute to the firm's growth
  • Perform other ad-hoc compliance and regulatory projects as required

Qualifications & Requirements

  • Bachelor's Degree in Business, Accounting, Law, Finance, or related fields
  • Minimum 2-4 years of experience in regulatory compliance, preferably in consultancy, financial institutions, or regulatory bodies (e.g. MAS, fund managers, CMS licence holders)
  • Strong knowledge of the SFA, FAA, PSA, and MAS regulatory framework and guidelines applicable to financial services entities
  • Experience in licensing processes for CMS licence or PSA licence applications is an advantage
  • Highly organised, meticulous, and able to manage multiple projects simultaneously
  • Strong analytical, problem-solving, and critical-thinking skills
  • Excellent verbal and written communication skills, with the ability to present complex regulatory information clearly
  • Self-motivated and able to work independently, while also being an effective team player
  • Enthusiasm to contribute to business development and client relationship management initiatives
  • Candidates with less experience may be considered for an Associate role

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