Executive, Due Diligence

2 days ago

East Region, Singapore Income Insurance Limited Full time $80,000 - $120,000 per year

He/she will be responsible for driving good practices and ensuring the sales force fulfil the required expectations by the company/industry standards in the following key areas:

  • Perform due diligence monitoring, activate needed service recovery, apply preventive measures in proper sales advisory, and replace policies and supervisory duties, which include:

  • Conducting reviews on sales documentation and supervisory duties

  • Preparing audit reports and management updates
  • Applying safeguards, controls and appropriate corrective measures in upholding expected conduct
  • Managing data and conducting trend analysis
  • Establish, review, and update SOPS, frameworks, and policies according to company, industry, and regulatory developments.

  • Support in upholding sales advisory expectations by:

  • Ensuring forms, handbooks, guides, checklists, system requirements, and training materials are current and accurate

  • Handling related enquiries
  • Prepare and conduct briefings and training for the sales force as needed
  • Undertake projects and execute activities assigned to the team

Requirements:

  • A minimum diploma in any field of study is required.
  • At least 2 years of experience in training and competence/compliance audit in the Financial Services industry
  • Knowledge and experience in life insurance sales processes
  • A good understanding of industry regulations and guidelines, e.g. FAA and LIA MUs & MCs, would be an advantage
  • Possess the relevant licensing examinations: CMFAS Module 5, 9, 9A, and Certificate in Health Insurance or equivalent
  • Professional qualification in AFC, AFP, ChFC, etc, would be an advantage

  • Bank Compliance Risk Manager/KYC( 12mths

    2 days ago

    East Region, Singapore Forte Employment Services Pte Ltd Full time $60,000 - $80,000 per year

    Location – ChangiIndustry - Banking /KYC cum AMLContract – 12mthsPerform KYC reviews and ensure documentation comply with local regulation and the bank's standards KYC reviews (Scheduled & Unscheduled Reviews for Client types across varied risk classes) including monitoring and tracking of KYC records, assisting with the development and execution of...

  • Snr KYC CDD- Checker

    2 days ago

    East Region, Singapore PERSOL Full time $90,000 - $120,000 per year

    Key ResponsibilitiesPerform KYC reviews (scheduled and unscheduled) across client types and risk classes, ensuring compliance with local regulations and standards.Monitor and track KYC records, support action plans for expiring records, and ensure timely completion to avoid overdue cases.Escalate suspicious product usage or AML concerns to senior management...

  • KYC Analyst

    2 days ago

    East Region, Singapore PERSOL Full time $40,000 - $60,000 per year

    Our client is a reputable financial institution seeking for both checkers and makers to support their Know Your Customer (KYC) processes. This role involves conducting thorough KYC reviews, ensuring compliance with AML regulations, performing client verification and due diligence, and collaborating with internal stakeholders to maintain high-quality...

  • NEW 1 Year contract KYC Checker

    2 days ago

    Central Region, Singapore Ambition Group Singapore Pte. Ltd. (SG) Full time $60,000 - $80,000 per year

    Job Duties:Perform KYC reviews and ensure documentation comply with local regulation and bank standards KYC review including monitoring and tracking of KYC records, assisting with the development and execution of action plan for expiring records, and ensuring records are not past dueAny suspicious product usage from AML perspective gets highlighted to senior...

  • Senior Treasury Executive

    2 days ago

    Central Region, Singapore Treasury Centre Full time $120,000 - $240,000 per year

    Key Responsibilities:Assist senior team members in the entire end-to-end process for project and corporate financing of vessels, including drafting Request for Financing (RfP) proposals & negotiating term sheets; collating and preparing due diligence information requested by potential lender(s); reviewing various legal contracts such as shipbuilding...

  • Compliance Officer

    2 days ago

    East Region, Singapore PERSOL Full time $80,000 - $120,000 per year

    Our client is one of the leader in banking industry, they are seeking for both checkers and makers for KYC position.Contract: 12 MonthsLocation: Changi Biz ParkPerform KYC reviews and ensure documentation complies with local regulations and internal standards (scheduled & unscheduled reviews across varied risk classes).Monitor and track KYC records, develop...

  • Jnr KYC CDD, Maker

    2 days ago

    East Region, Singapore PERSOL Full time $40,000 - $80,000 per year

    Key ResponsibilitiesPerform KYC reviews (scheduled and unscheduled) across client types and risk classes, ensuring compliance with local regulations and standards.Monitor and track KYC records, support action plans for expiring records, and ensure timely completion to avoid overdue cases.Escalate suspicious product usage or AML concerns to senior management...

  • KYC Analyst

    2 days ago

    East Region, Singapore PERSOL Full time $6,000 - $8,000 per year

    Our client is one of the leader in banking industry, they are seeking for both checkers and makers for KYC position.Contract: 12 MonthsLocation: Changi Biz ParkSalary up to $8000Perform KYC reviews and ensure documentation complies with local regulations and internal standards (scheduled & unscheduled reviews across varied risk classes).Monitor and track KYC...

  • Treasury Executive

    7 hours ago

    Central Region, Singapore Good Job Creations (Singapore) Pte Ltd Full time $60,000 - $120,000 per year

    [Job ID: 782770]Job Summary:Join our client as a Ship Finance Analyst/Associate, where you will support the end-to-end project and corporate financing process for vessel acquisitions and operations. This role offers an excellent opportunity to develop expertise in specialized asset-backed financing within the global shipping industry. Key Responsibilities:...

  • Risk & Compliance Executive

    2 days ago

    Central Region, Singapore Talents@Work Pte Ltd Full time $90,000 - $120,000 per year

    Highlights:Payment Service ProviderCareer Development and Growth OpportunitiesYearly IncrementPerformance BonusesLocation: Lavender / Bendemeer MRTWorking hours: 9am – 6pm (Monday to Friday)We are seeking a detail-oriented and proactive Executive, Risk & Compliance to strengthen our AML/CFT framework, risk management processes, and regulatory adherence in...