Financial Crime Compliance Executive

Collaboration = Innovation One leads to the other. At Moody’s, we believe good teamwork gives us an edge. We foster a culture that thrives on diverse perspectives to overcome ever-changing market challenges. Join us and let’s move the world forward together. Department Role/Responsibilities - The Financial Crime Compliance Specialist is responsible...

**Department Overview** Within Wells Fargo Compliance, the Enterprise Testing group is responsible for establishing and maintaining a consolidated Enterprise Testing program at the corporate level. Enterprise Testing is responsible for developing a common methodology and standards, providing governance and oversight, executing testing; and conducting...

This role is instrumental in driving all aspects of the financial crime compliance function with accountability for the Singapore office, driving and establishing Financial Crime governance to ensure alignment with regulatory requirements. Acting as the MLRO, you will play a key role in providing advisory on AML/CFT regulations, high-risk account reviews and...

**About this role** This position could be based in either Hong Kong or Singapore **In this role, you will**: - Perform planning, execution and reporting of the Financial Crimes Compliance Testing engagements across all Line of Business as well as Corporate Functions and validate the Bank's issue remediation in APAC. - Involve in the annual planning and...

**About BitMEX** BitMEX stands as a globally leading exchange for crypto derivatives, offering traders a professional-grade trading platform. Since its inception in 2014, BitMEX has maintained an impeccable security record with "no coin lost, ever!". Our platform caters to cryptocurrency derivatives traders by providing low latency, deep liquidity, and...

**Role Responsibilities** Provide financial crime compliance (Financial Crime Compliance) advice and guidance to senior management and business units - **Collaborate with Businesses**(e.g. global payments, precious metals)**, Risk, Legal, Technology, Auditors, Regulators and overseas offices, and manage a team of two compliance specialists**: - Update...

**Nomura Overview** **Function Overview** The AEJ Financial Crime Compliance team is responsible for all financial crime compliance matters in the region, which includes Singapore, Hong Kong, Taiwan, Malaysia, India, Indonesia, Korea and Australia. The role is to assist Senior Management in managing the financial crime risks of the firm and ensure the...

**The Team**: The Team is responsible for putting in place and executing proper level-two governance and reporting mechanisms for financial crime and compliance, including for existing business and implementation of new businesses, addressing any AML, compliance and regulatory risks faced by the company. The team is also primary responsible for liaising with...

**About this role**: **In this role, you will**: - Manage and lead the APAC regional financial crimes teams, including Anti-Bribery and Corruption ("ABC"), Anti-Money Laundering ("AML"), and Economic Sanctions. - Provide regional leadership and oversight of Money Laundering Reporting Officers ("MLROs"). - Provide leadership and advice to regional management...

Our client is a reputable foreign financial institution with a strong presence regionally. An exciting opportunity has come up for a Senior Financial Crime Manager to sit within the wider APAC compliance team. The role will have a broad coverage of corporate investment banking, private wealth and asset management entities. You will report into the Regional...

About the Role Over the last years SWIFT has developed a portfolio of shared services, ranging from solution around Business Intelligence, Reference Data, as well as Financial Crime Compliance. These shared services are considered as the growth engine for SWIFT now and in the years to come achieving over 20% YOY growth in revenue, 30% in FCC. Although...

Overview: **Class**: Full-time and Permanent **Legal Entity**: StoneX Financial Pte Ltd **Organization**: StoneX Financial Pte Ltd **Reports to**: Head of Compliance, APAC **Overview** **Connecting clients to markets - and talent to opportunity** With 4,300 employees and over 400,000 retail and institutional clients from more than 80 offices spread...

**About this role**: **In this role, you will**: - Manage and develop a team of individual contributor roles with low to high complexity and risk - Provide end-to-end investigative support via reviews and approvals for the APAC GFIU to meet regulatory financial crimes and SAR/STR filing obligations - Engage stakeholders and internal partners - Implement and...

Wise is looking for a Financial Crime Compliance Manager based in Singapore to join their Pacific (Australia and New Zealand) Financial Crime Oversight team, responsible for the effective mitigation of financial crime risks through the maintenance of adequate systems and controls. We work closely with teams across Wise (including first line fincrime...

Wise is looking for a Financial Crime Compliance Manager based in Singapore to join their Pacific (Australia and New Zealand) Financial Crime Oversight team, responsible for the effective mitigation of financial crime risks through the maintenance of adequate systems and controls. We work closely with teams across Wise (including first line fincrime...

Wise is looking for a Financial Crime Compliance Manager based in Singapore to join their Pacific (Australia and New Zealand) Financial Crime Oversight team, responsible for the effective mitigation of financial crime risks through the maintenance of adequate systems and controls. We work closely with teams across Wise (including first line fincrime...

Are you a driven individual with a passion for preventing financial crime? We are looking for a Financial Crime Prevention Executive to join our team at ComplyAdvantage. As a leading provider of AI-driven financial crime risk data and detection technology, we are seeking a sales professional who can help us grow our business and prevent financial...

We are seeking a Financial Crime Analyst to join our team at Hudson RPO (Singapore) PTE. LTD.In this role, you will be responsible for analyzing and investigating complex financial crimes and recommending effective solutions to prevent future occurrences.Key responsibilities include:Conducting thorough investigations of suspicious transactions and...

Roles & ResponsibilitiesResponsibilitiesConduct reviews and assessments on targeted compliance issues, investigations, or potential problems, including those related to Anti-Money Laundering (AML) and Countering Financing of Terrorism (CFT) Stay informed about developments and changes in regulations governing the capital market, financial advisory industry,...

**Company Overview** **Department Overview**: Nomura operates in a complex regulatory environment and the role of Compliance department is to ensure that the Firm operates in accordance with the applicable laws and regulations of the exchanges and regulators. Compliance department also works with all levels of the Firm to assist in the development and...