Regional Compliance Advisory Officer

2 weeks ago

Singapore Hays Full time

Regional Compliance Advisory Officer (Singapore)

**Your new company**

**My client is a **leading provider of market infrastructure **who is looking for a Regional Compliance Advisory Officer to be based in their Singapore branch office.**

**Your new role**

**As a compliance officer, you will participate in projects and initiatives, providing compliance expertise and guidance, as well as ensuring adherence to relevant laws, regulations, and industry best practices. You will stay updated on regulatory developments and industry trends, analyzing their impact on the organization, and proactively advising on necessary changes or actions.**

**Furthermore, you will conduct training and awareness programs for employees on compliance-related matters, promoting a strong compliance culture within the organization. You will also be responsible for investigating and managing compliance breaches or incidents, ensuring appropriate action is taken and necessary reporting is done.**

**In summary, your role as a compliance officer will involve supporting the Head of Compliance in various strategic activities and managing the Compliance Monitoring Programme. You will provide regulatory advice, draft internal policies, and identify regulatory risks. Additionally, you will build relationships with key stakeholders, conduct periodic reviews, and participate in projects to ensure compliance with applicable regulations and industry standards**

**What you'll need to succeed**
- 4-8 years compliance experience, ideally have energy and commodities sector knowledge
- Have experience with exchanges like CME/ICE/SGX
- Dealt with escalation or blocks, foreign exchanges
- Capable of speaking with regulators, knowledge of MAS regulations especially CMSL/RMO rules

**What you'll get in return**
- Career development and top-notch employee opportunities
- Be part of a top tier international company in Singapore
- Excellent training to support and maximise your performance

**What you need to do now**

Alternatively, if this job opportunity is not relevant to you, feel free to share across your updated CV to have a confidential discussion on the relevant openings based on your skillsets and expertise.

EA Reg Number: R23115234
EA License Number: 07C3924
Company Registration No: 200609504D

1253918

  • Regional Head of Compliance Advisory

    2 weeks ago

    Singapore DANOS ASSOCIATES (SINGAPORE) PTE. LTD. Full time

    **About the role** We are seeking a hands-on compliance leader to join a growing alternative investment manager to oversee their advisory compliance function in Asia. This role will partner closely with the business to deliver practical regulatory advice and drive enhancements to the compliance framework as the firm expands. **Key Responsibilities** - Lead...

  • Regional Head of Compliance Advisory

    1 day ago

    Singapore DANOS ASSOCIATES (SINGAPORE) PTE. LTD. Full time

    About the role We are seeking a hands-on compliance leader to join a growing alternative investment manager to oversee their advisory compliance function in Asia. This role will partner closely with the business to deliver practical regulatory advice and drive enhancements to the compliance framework as the firm expands. Key Responsibilities Lead the...

  • Regional Head of Compliance Advisory

    14 hours ago

    Singapore DANOS ASSOCIATES (SINGAPORE) PTE. LTD. Full time

    Roles & ResponsibilitiesAbout the roleWe are seeking a hands-on compliance leader to join a growing alternative investment manager to oversee their advisory compliance function in Asia. This role will partner closely with the business to deliver practical regulatory advice and drive enhancements to the compliance framework as the firm expands.Key...

  • Regional Compliance Officer

    2 weeks ago

    Singapore AON SINGAPORE PTE. LTD. Full time

    Key Accountabilities - Regional - Acting as the point of contact for Regional Compliance matters - Reviewing client entertainment and gift acceptance requests, conduct Quarterly Entertainment and Gifts monitoring - Advising the business on Conflict-of-Interest requests - Reviewing Third Party requests from business sponsors, managing, coordinating, and...

  • Investment Advisory Compliance, Senior Associate

    7 days ago

    Singapore M&G plc. Full time

    **What you can expect from us**: We are committed to creating an environment where you can be exceptional at all you do. To help us deliver this, we promise to: - **Challenge Your Limits** by creating a stimulating working environment and providing opportunities for you to be involved in meaningful and challenging work - **Support Your Aspirations** with a...

  • Regional Aml Advisory

    2 weeks ago

    Singapore BNP Paribas Full time

    What is this position about? The Compliance function is at the heart of BNP Paribas’ risk management. One of the pillars of the Group’s internal control setup, Compliance teams work both independently and in close partnership with the Business to adapt to the evolution of the Group’s activities and the requirements of the regulators. Compliance teams...

  • Policy & Controls Compliance Advisory Manager, Apac

    2 weeks ago

    Singapore Stripe Full time

    Policy & Controls Compliance Advisory Manager, APAC **Who we are** **About Stripe** Stripe is a financial infrastructure platform for businesses. Millions of companies-from the world's largest enterprises to the most ambitious startups-use Stripe to accept payments, grow their revenue, and accelerate new business opportunities. Our mission is to increase...

  • Regional Compliance Expert

    12 hours ago

    Singapore beBeeCompliance Full time

    About the roleWe are seeking a seasoned compliance professional to lead our advisory function in Asia.Develop and maintain a comprehensive compliance framework for the region.Provide strategic guidance to business stakeholders on regulatory matters.Collaborate with cross-functional teams to enhance compliance policies and processes.Key Requirements8+ years...

  • Regulatory Compliance Advisory, Assistant Vice

    2 weeks ago

    Singapore State Street Full time

    Who we are looking for This role reports to the Head of South East Asia Compliance and is based in Singapore covering Singapore, Malaysia, Brunei and Thailand. The main goal of the role is to provide Business Unit Regulatory Compliance Advisory support to the businesses in South East Asia as well as supporting our internal Compliance program in meeting...

  • Compliance Advisory, Assistant Vice President

    4 days ago

    Central Singapore State Street Full time

    **Who we are looking for** This role reports to the Head of South East Asia Compliance and is based in Singapore covering Singapore, Malaysia, Brunei and Thailand. The main goal of the role is to provide Business Unit Compliance Advisory support to the businesses in South East Asia as well as supporting our internal Compliance program in meeting regulatory...