Regional Compliance Advisory Officer

5 days ago

Singapore Hays Full time

Regional Compliance Advisory Officer (Singapore)

**Your new company**

**My client is a **leading provider of market infrastructure **who is looking for a Regional Compliance Advisory Officer to be based in their Singapore branch office.**

**Your new role**

**As a compliance officer, you will participate in projects and initiatives, providing compliance expertise and guidance, as well as ensuring adherence to relevant laws, regulations, and industry best practices. You will stay updated on regulatory developments and industry trends, analyzing their impact on the organization, and proactively advising on necessary changes or actions.**

**Furthermore, you will conduct training and awareness programs for employees on compliance-related matters, promoting a strong compliance culture within the organization. You will also be responsible for investigating and managing compliance breaches or incidents, ensuring appropriate action is taken and necessary reporting is done.**

**In summary, your role as a compliance officer will involve supporting the Head of Compliance in various strategic activities and managing the Compliance Monitoring Programme. You will provide regulatory advice, draft internal policies, and identify regulatory risks. Additionally, you will build relationships with key stakeholders, conduct periodic reviews, and participate in projects to ensure compliance with applicable regulations and industry standards**

**What you'll need to succeed**
- 4-8 years compliance experience, ideally have energy and commodities sector knowledge
- Have experience with exchanges like CME/ICE/SGX
- Dealt with escalation or blocks, foreign exchanges
- Capable of speaking with regulators, knowledge of MAS regulations especially CMSL/RMO rules

**What you'll get in return**
- Career development and top-notch employee opportunities
- Be part of a top tier international company in Singapore
- Excellent training to support and maximise your performance

**What you need to do now**

Alternatively, if this job opportunity is not relevant to you, feel free to share across your updated CV to have a confidential discussion on the relevant openings based on your skillsets and expertise.

EA Reg Number: R23115234
EA License Number: 07C3924
Company Registration No: 200609504D

1253918

  • Regional Head of Compliance Advisory

    3 days ago

    Singapore DANOS ASSOCIATES (SINGAPORE) PTE. LTD. Full time

    **About the role** We are seeking a hands-on compliance leader to join a growing alternative investment manager to oversee their advisory compliance function in Asia. This role will partner closely with the business to deliver practical regulatory advice and drive enhancements to the compliance framework as the firm expands. **Key Responsibilities** - Lead...

  • Regional Head of Compliance Advisory

    2 weeks ago

    Singapore DANOS ASSOCIATES (SINGAPORE) PTE. LTD. Full time

    About the role We are seeking a hands-on compliance leader to join a growing alternative investment manager to oversee their advisory compliance function in Asia. This role will partner closely with the business to deliver practical regulatory advice and drive enhancements to the compliance framework as the firm expands. Key Responsibilities Lead the...

  • Regional Head of Compliance Advisory

    2 weeks ago

    Singapore DANOS ASSOCIATES (SINGAPORE) PTE. LTD. Full time $100,000 - $150,000 per year

    About the roleWe are seeking a hands-on compliance leader to join a growing alternative investment manager to oversee their advisory compliance function in Asia. This role will partner closely with the business to deliver practical regulatory advice and drive enhancements to the compliance framework as the firm expands.Key ResponsibilitiesLead the compliance...

  • Regional Head of Compliance Advisory

    3 weeks ago

    Singapore DANOS ASSOCIATES (SINGAPORE) PTE. LTD. Full time

    Roles & ResponsibilitiesAbout the roleWe are seeking a hands-on compliance leader to join a growing alternative investment manager to oversee their advisory compliance function in Asia. This role will partner closely with the business to deliver practical regulatory advice and drive enhancements to the compliance framework as the firm expands.Key...

  • Regional Compliance Officer

    3 days ago

    Singapore AON SINGAPORE PTE. LTD. Full time

    Key Accountabilities - Regional - Acting as the point of contact for Regional Compliance matters - Reviewing client entertainment and gift acceptance requests, conduct Quarterly Entertainment and Gifts monitoring - Advising the business on Conflict-of-Interest requests - Reviewing Third Party requests from business sponsors, managing, coordinating, and...

  • Permanent APAC Financial Security Sanctions Advisory Compliance Officer

    3 days ago

    Singapore BNP PARIBAS, Singapore Branch Full time

    What is this position about? The APAC Financial Security Sanctions Advisory Compliance Officer is responsible for providing expert advisory support on Sanctions related matters to ensure compliance with international regulations across the region. The role involves participating in global initiatives and projects aimed at enhancing the

  • Compliance/fcc Officer

    1 week ago

    Singapore ING Full time

    **Business**:Compliance **Position**:Compliance/FCC Officer, based in Singapore **Reporting to**: Head of Financial Crime Compliance (FCC), Asia **ROLE SUMMARY & PROFILE** **Overview** Experienced MLRO (at least 8 years) is sought to assist the Asia Regional Compliance/FCC team. Must be familiar with Financial Economic Crime (FEC) principles and...

  • Head of Advisory Compliance

    2 weeks ago

    Singapore Danos Group Full time $90,000 - $120,000 per year

    About the roleWe are seeking a hands-on compliance leader to join a growing alternative investment manager to oversee their advisory compliance function in Asia. This role will partner closely with the business to deliver practical regulatory advice and drive enhancements to the compliance framework as the firm expands.Key ResponsibilitiesLead the compliance...

  • Head of Advisory Compliance

    3 days ago

    Singapore Danos Group Full time

    About the role We are seeking a hands-on compliance leader to join a growing alternative investment manager to oversee their advisory compliance function in Asia. This role will partner closely with the business to deliver practical regulatory advice and drive enhancements to the compliance framework as the firm expands. Key Responsibilities Lead the...

  • Assistant Vice President, Compliance Advisory

    1 week ago

    Singapore MUFG Bank, Ltd., Singapore Office Full time

    **Do you want your voice heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 120,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term...