Compliance Manager

Requisition ID: 218202 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Purpose**: Contributes to the overall success of the Compliance function in Singapore, ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s business strategies and objectives....

1 year exp **Roles & Responsibilities** - Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide...

Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. **Job Description**: - Manage a portfolio of clients - Provide advisory and consultancy services to clients -...

Join us as a Head of Legal, Compliance & Financial Crime, APAC - In this high profile role, you’ll be leading a legal, compliance & financial crime team to deliver the local strategy and provide expert, accurate and cost effective advice - Your knowledge of the legal and regulatory environment will be invaluable, together with your significant experience...

**About UOB**: United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia and Thailand, as well as branches and...

Requisition ID: 202871 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **_ Purpose_** This position supports the Manager, Regulatory Change Management & Compliance Projects APAC within APAC Central Compliance, and APAC Compliance in delivering the compliance program for the GBM&T businesses in Asia...

Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. **Job Description**: - Provide compliance advice to clients on MAS regulations - Address clients’ queries...

Roles & ResponsibilitiesPROFILE OF SANTA LUCIA ASSET MANAGEMENT (SLAM)We are a c. $1bn AUM pan-Asian boutique investment firm headquartered in Singapore (CMS License) with affiliate offices in Jakarta, Taipei and London. We serve institutions, family offices, and high net worths. SLAM follows a philosophy of constructive engagement and deep management...

**Job Information**: Industry **Financial Services*** Work Experience **8-10 Years*** Salary **10000*** State/Province **Raffles place*** City **Singapore*** Zip/Postal Code **048616*** Country **Singapore*** - Responsible for implementation, and integration projects. - Full ownership of project lifecycle (end to end): Planning, execution,...

**Responsibilities**: - Manage the Customer Centre (CC) to ensure smooth operation in compliance with banking procedures, guidelines and regulations. - Attend to customer enquiries and make operational decisions within guidelines. - Guide the Customer Service Officers on policies and procedures. - Check and authorize / approve financial transactions...