Compliance Assistant

Assist in the implementation of check and balance processes and corporate governance standards as per the client type, strategy, mission, and goals of the regulated entity; - Assist in providing day-to-day support in the development, implementation, and maintenance of client’s compliance programs; - Assist in development and implementation of compliance...

**Job Descriptions** - Assist in monitoring high-risk customers or businesses and maintain records - Assist in conducting reviews on merchants/businesses as needed - Perform transaction monitoring - Assist in preparing for and responding to routine reviews/audits and maintain compliance review files to include follow-up of all items required by regulators...

**COMPANY OVERVIEW** **JOB PURPOSE** Implement compliance framework comprising of policies, procedures, work products based on regulations of the Monetary Authority of Singapore and the Securities and Futures Act, (SFA) and monitor compliance through Compliance Monitoring Program. **MAIN RESPONSIBILITIES** - Review and update the Compliance policies and...

Assistant Manager, Compliance (Corporate Functions) We are seeking an Assistant Manager, Compliance (Corporate Functions), to ensure the organisation's adherence to all relevant legislative and regulatory requirements. This role involves reviewing and enhancing compliance policies and procedures, liaising with government authorities on compliance matters,...

**Responsibilities**: - Draft and Review regulatory documents like PPM, compliance manual, risk management, etc. - Responsible for maintenance, compliance, and reporting of regulatory capital returns in compliance with MAS authority requirements - Perform regular testing and training of regulations with the employees - Handle investor-related matters like...

Prudential's purpose is to help people get the most out of life. We will deliver our purpose by creating a culture in which diversity is celebrated and inclusion assured, for our colleagues, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and in exchange, we support our people's career...

**Job description**: - Assist in monitoring high-risk customers or businesses and maintain records - Assist in conducting reviews on merchants/businesses as needed - Perform transaction monitoring - Assist in preparing for and responding to routine reviews/audits and maintain compliance review files to include follow-up of all items required by regulators...

**Job Responsibilities**: - Conduct AML/KYC periodic reviews on high risk and high net worth customers as well as customers who are public figures. - Review and investigate alerts escalated from the first level - Formalize an analysis based on the transaction investigation - Implement compliance review program by performing compliance review on business...

**_AYASA Globo Financial Services _**_is a “one-stop” platform which provides comprehensive and total solutions to hedge funds, private equities, family offices and financial institutions. We are also a pioneer in crypto fund setup and administration with actual hands-on experience. To cope with the operation expansion in Singapore, we are seeking a high...

**Position Description** As a member of the Singapore Compliance team reporting to the Head of Compliance, Singapore, and with further support from head office, the incumbent will have the exciting opportunity to be given broad Compliance mandate which extends to a number of licensed entities in Singapore and multiple business lines, including,...