Fixed Term Contract Compliance Officer

1 week ago

Singapore Nomura Asia Full time

**JOB DESCRIPTION**
**Job title**: Fixed Term Contract Compliance Officer
**Corporate Title**: No Corporate Title
**Department**: Compliance
**Location**: Singapore

**Company overview**

**Department overview**:
**Role description**:
The Compliance Officer will report to the VP of Central Compliance and will provide support across various ongoing run-the-bank and change-the-bank initiatives in relation to Country Compliance (Singapore) and Central Compliance, as directed by the VP of Central Compliance or the Head of Central Compliance Asia.
Key focus areas include:
**Country Compliance (SG)**
- Provide support in coordination and execution of SG Reg Compliance frameworks and controls e.g., reconciliation activities, maintenance of regulatory database
- Support Change-the-Bank initiatives e.g., Compliance Testing remediation activities, Policies review/ update
- Prepare and/or coordinate submission of periodic or ad hoc regulatory returns
- Involvement in any other projects and/or other regulatory compliance-related work as may be delegated.

**Central Compliance**
- Coordinate compliance advice pertaining to infrastructure matters impacting the operation of Nomura's business in the region
- Administration of Compliance Testing framework, Compliance Risk Assessment and Risk and Controls Self-Assessment (RCSA) for Compliance in the region
- Support preparation of materials for management information (MI) in relation to Infra Compliance matters
- Involvement in any other projects, testing, and initiatives, as may be delegated to support central compliance initiatives.

**Skills, experience, qualifications and knowledge required**:

- University-level degree preferably in Economics, Finance, Business or Legal. Fresh graduates are welcome to apply.
- Exceptional interpersonal and communication skills, both written and verbal, with professional and approachable demeanor
- Strong reasoning, logical thinking skills and ability to quickly grasp complex concepts and information
- Systematic, detail oriented and organized team player with impeccable integrity
- Natural ability to connect with people at all levels
- Excellent team collaboration skills
- Proactive, self-motivated and able to work with tight deadlines
- Adaptable, eager to learn and develop as a Compliance Professional
- Proficient in Excel and PowerPoint

**Diversity Statement**
Nomura is committed to an employment policy of equal opportunities, and is fundamentally opposed to any less favourable treatment accorded to existing or potential members of staff on the grounds of race, creed, colour, nationality, disability, marital status, pregnancy, gender or sexual orientation.
DISCLAIMER: This Job Description is for reference only, and whilst this is intended to be an accurate reflection of the current job, it is not necessarily an exhaustive list of all responsibilities, duties, skills, efforts, requirements or working conditions associated with the job. The management reserves the right to revise the job and may, at his or her discretion, assign or reassign duties and responsibilities to this job at any time.

Nomura is an Equal Opportunity Employer

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