Compliance Assistant

Assist in the implementation of check and balance processes and corporate governance standards as per the client type, strategy, mission, and goals of the regulated entity; - Assist in providing day-to-day support in the development, implementation, and maintenance of client’s compliance programs; - Assist in development and implementation of compliance...

**Posting Start Date**:21/01/2025 About ORMCAt NUS Office of Risk Management and Compliance (ORMC), we not only manage risks to build the University’s resilience but also help shape them into opportunities to empower the community. We will continually support and partner with our stakeholders within the University to make this possible. DATA PRIVACY -...

**Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...

**Job Descriptions** - Assist in monitoring high-risk customers or businesses and maintain records - Assist in conducting reviews on merchants/businesses as needed - Perform transaction monitoring - Assist in preparing for and responding to routine reviews/audits and maintain compliance review files to include follow-up of all items required by regulators...

**Compliance Assistant** **Location**:Singapore **Employment Type**:Full-time **About the Role**: We are seeking a diligent and highly organized Compliance Assistant to support the Head of Compliance in day-to-day regulatory compliance and administrative duties. **Requirements**: - Experience in **banking compliance**, including knowledge of Singapore...

**The Compliance Assistant reports directly to the Head of Compliance.** **He/she is responsible for the following**: - Perform and conduct periodic AML/CFT screening on customers and counterparties upon requests of stakeholders in the bank, using the designated bank, including the bank’s KYC consolidated list. - Assist to purchase company registration...

**Location** - Singapore, Central Singapore**Job Type** - Full Time**Salary** - $3,500 - $7,000 Per Month**Date Posted** - 13 hours agoAdditional Details **Job ID** - 120142**Job Views** - 1Roles & Responsibilities **Description of Indospace** IndoSpace is the largest owner and developer of industrial and logistics real estate in India, sponsored by...

Direct message the job poster from Excis Compliance Overview WE'RE HIRING AS A DESKTOP SUPPORT ENGINEER AT TOA PAYOH, SINGAPOREExcis is a global IT support leader driven by innovation and collaboration. We're looking for a proactive Desktop Support Technician to manage hardware, software, and IT assets across multiple locations. Join us for a rewarding...

**COMPANY OVERVIEW** **JOB PURPOSE** Implement compliance framework comprising of policies, procedures, work products based on regulations of the Monetary Authority of Singapore and the Securities and Futures Act, (SFA) and monitor compliance through Compliance Monitoring Program. **MAIN RESPONSIBILITIES** - Review and update the Compliance policies and...

Assistant Manager, Compliance (Corporate Functions) We are seeking an Assistant Manager, Compliance (Corporate Functions), to ensure the organisation's adherence to all relevant legislative and regulatory requirements. This role involves reviewing and enhancing compliance policies and procedures, liaising with government authorities on compliance matters,...