Avp, Compliance-aml

2 weeks ago

Singapore ADDX Full time

**Who are we?**
- We are ADDX, the entry point into private markets, and we aim to democratize private market investments. As a team, we strive to build a future where everybody can access financial ecosystems easily, fairly, and safely. Our team’s belief is real economies benefit when capital flows freely and efficiently, especially in the private market space.

***

**Why join us?**
- We have built the world’s first fully regulated platform for digital securities, licensed by the Monetary Authority of Singapore (MAS).
- ADDX is a global private market exchange headquartered in Singapore. To date, ADDX has listed more than 60 deals on its platform and worked with blue-chip names such as Hamilton Lane, Partners Group, Investcorp, Singtel, UOB, CGS-CIMB, as well as Temasek-owned entities Mapletree, Azalea, SeaTown and Fullerton Fund Management.

. The full-service capital market platform has raised a total of US$140 million in funding since its inception in 2017.
- We are backed by companies such as Singapore Exchange (SGX), the Stock Exchange of Thailand (SET), Temasek subsidiary Heliconia Capital, Japan Investments Corporation, the Development Bank of Japan (DBJ), UOB, KB Securities, Tokai Tokyo Financial Holdings and Hamilton Lane.
- We are growing, and we are looking for talented individuals to join our team and take us forward as the leader of the private market. If you believe in a future of fair financial markets, just like we do, we’ve been waiting for you at ADDX.

**Responsibilities**:

- Develop of compliance initiatives and programs relating to Anti-Money Laundering/Counter-Terrorism Financing (AML/CTF)
- Handle the management and execution of second line monitoring and assessment program for Anti-Money Laundering/Counter
- Terrorism Financing (AML/CTF)
- Improve, maintain and ensure compliance with AML/CTF policies and procedures
- Execution of projects and initiatives for improving or resolving identified weakness in the AML/CTF setup
- Monitoring, analyse and review alerts generated by transactions monitoring systems
- Carry out detailed and prompt investigation of all AML/CTF incidents and cases
- File suspicious transaction report if needed
- Identify and inform relevant stakeholders of any changes to legislations and other regulatory requirements relating to AML/CTF
- Manage the resolution of cases through internal and external communications
- Review of sanctions matters
- Review onboarding and periodic reviews of clients with elevated AML risk rating
- Develop and execute face-to-face training for staff in various business units as required
- . Conduct EWRA

**Requirements**:

- . Degree holder
- Positive attitude with a growth mindset.
- Highly motivated self-starter and team-player
- Bachelor’s degree in a related field (eg: Banking, Finance, Business). Familiar with financial terms and definitions
- Minimum 5 years’ experience working in the Financial / Fintech industry, with key job scopes comprising of handling of AML/CFT related matters
- Good verbal and written communication skills
- Strong analytical and investigative skills.
- ICA Diploma / CAMS / CGSS certification will be advantageous
- Compliance experience in Digital Payment Tokens activities will be advantageous.

  • Avp Aml/cft Officer

    5 days ago

    Singapore Qontel Search Pte Ltd Full time

    **AVP AML/KYC Officer** Our client is a globally recognized brand in the banking industry with a strong presence worldwide. They are currently in the midst of significant regional expansion and are dedicated to fortifying their control function. To support this objective, they are seeking a dynamic AVP AML/KYC officer to join their Business Compliance...

  • Financial Crime Compliance Avp

    6 days ago

    Singapore VALUE SEARCH ASIA PTE. LIMITED Full time

    AVP, FINANCIAL CRIME COMPLIANCE - Global Investment Bank - APAC Opportunity - Liaise with internal & external stakeholders Our client is a global investment bank with a strong presence in Asian markets. They are currently looking for a IB Enhance Due Diligence Manager, AVP level to join their dynamic Team. You will be responsible to ensure for analysing...

  • Am/avp, Aml

    3 days ago

    Singapore Sumitomo Mitsui Banking Corporation Full time

    Day to day AML-related issues including reviewing and handling sanctions or transaction monitoring investigations or KYC approvals and assisting with overseeing monitoring of AML matters as set out in local regulations and HO policies - Assisting in reviewing and keeping dept desk procedures and guides up to date - Conducting AML reviews and advising on AML...

  • Avp/vp, Aml

    2 days ago

    Singapore Sumitomo Mitsui Banking Corporation (SMBC) Full time

    Day to day AML-related issues including reviewing and handling sanctions or transaction monitoring investigations or KYC approvals and assisting with overseeing monitoring of AML matters as set out in local regulations and HO policies - Assisting in reviewing and keeping dept desk procedures and guides up to date - Conducting AML reviews and advising on AML...

  • Avp/vp, Compliance Testing

    2 weeks ago

    Singapore BTI EXECUTIVE SEARCH PTE. LTD. Full time

    Our client is urgently looking for a suitably qualified Compliance professional to join their team in the private wealth space. **AVP/VP, Compliance Testing & Control **Responsibilities**: - Reports to Head of Private Wealth Compliance, APAC - Checks adherence to framework, policies, procedures and manuals of Private Wealth. - Provide regulatory advise to...

  • Onboarding Kyc/aml Avp, Global Markets Treasury

    5 days ago

    Singapore Sumitomo Mitsui Banking Corporation Full time

    Replacement hire for Global Markets KYC team. **Responsibilities**: - To conduct KYC/AML screening on Financial Institutions. - Assess and analyse new and existing counterparties in accordance with the company's KYC policy (e,g. performs adverse news, sanctions, PEP, directorship, ownership identification, screening and monitoring); - Provide KYC risk...

  • Onboarding Kyc/aml Avp, Global Markets Treasury

    5 days ago

    Singapore Sumitomo Mitsui Banking Corporation Full time

    Replacement hire for Global Markets KYC team. **Responsibilities**: - To conduct KYC/AML screening on Financial Institutions. - Assess and analyse new and existing counterparties in accordance with the company's KYC policy (e,g. performs adverse news, sanctions, PEP, directorship, ownership identification, screening and monitoring); - Provide KYC risk...

  • Onboarding Kyc/aml Avp, Global Markets Treasury

    5 days ago

    Singapore Sumitomo Mitsui Banking Corporation (SMBC) Full time

    Replacement hire for Global Markets KYC team. **Responsibilities**: - To conduct KYC/AML screening on Financial Institutions. - Assess and analyse new and existing counterparties in accordance with the company's KYC policy (e,g. performs adverse news, sanctions, PEP, directorship, ownership identification, screening and monitoring); - Provide KYC risk...

  • Aml Transaction Monitoring, Associate/avp

    4 days ago

    Singapore Ambition Full time

    Ambition SingaporePosted 37 minutes ago Hybrid Permanent SGD1.00 - SGD114000 per annum **Title** Transaction Monitoring Officer, Associate/AVP **Description** Our client is an international bank with a strong presence in Singapore, looking for a transaction monitoring professional for their corporate banking compliance team in...

  • Compliance Avp/vp

    2 weeks ago

    Singapore Charterhouse-SG Full time

    **Job details**: - Location: - Singapore- Job Type: - Permanent- Discipline: - Banking & Financial Services- Reference: - BF/XK/CAV/080623C- Posted: - about 2 hours ago- Consultant: - Xuan Kwok- Consultant Phone: - +65 6950 0354**Share this job**: **Job description**: Charterhouse Partnership is currently sourcing for a Compliance AVP/VP (FCC). Reporting to...

  • Senior Associate

    2 weeks ago

    Singapore Danos Group Full time

    T- Posted by - Tushita Kumar- Recruiter Partnering with a Global bank, we are currently sourcing for an AML/KYC AVP, the incumbent will manage AML risk, including Customer Due Diligence (CDD), Transaction Monitoring, High Risk Account/Customer Identification and Large Cash Transaction review. RESPONSIBILITIES: Working in a regional team, you will be...

  • Legal & Compliance Avp (Corporate Bank)

    2 weeks ago

    Singapore Ethos BeathChapman Full time

    **Job Details**: **Location** Singapore **Salary** Competitive Salary **Job Type** Permanent **Ref** BH-17955 **Contact** Khai Anwar- **Contact phone** - 6692 9359 - **Posted** about 3 hours ago - New Legal & Compliance opportunity - Excellent opportunity in a wholesale bank - Familiarity with legal documents desired Our Client is a Japanese...

  • Kyc/aml Client Onboarding Officer

    6 days ago

    Singapore TANGSPAC CONSULTING PTE LTD Full time

    Top-tier private bank looking to hire KYC Client Onboarding Officer (AVP/VP level) to join their Operations DivisThe Client Onboarding Officer is responsible for assessing AML/KYC risk for high risk accounts for escalation to Compliance Team and final approval of Standard and Medium Risk HNWI/UHNWI Clients. - Assessing AML/KYC risk and approval for new...

  • Kyc/aml Client Onboarding Officer

    5 days ago

    Singapore Tangspac Full time

    -Tangspac Singapore Posted 4 minutes ago Hybrid Permanent S$7k - S$12k - POSTED BY - Faith Kenton - Recruitment ConsultantFollow - Top-tier private bank looking to hire KYC Client Onboarding Officer (AVP/VP level) to join their Operations DivisThe Client Onboarding Officer is responsible for assessing AML/KYC risk for high risk accounts for escalation to...

  • Manager, Compliance

    4 days ago

    Singapore China CITIC Bank International Limited (SG Branch) Full time

    **Job Purpose** Assist the Head of Compliance in managing the Branch’s PB/Wealth Management compliance program and carrying out compliance monitoring and reviews to ensure compliance with all applicable laws and regulations (including Banking Act, Securities & Futures Act and Financial Advisers Act.) as well as managing AML-related projects and ensure...

  • Compliance Avp

    2 weeks ago

    Singapore Ethos BeathChapman Full time

    **Job Details**: **Location** Singapore **Salary** Competitive Salary **Job Type** Permanent **Ref** BH-176219 **Contact** Khai Anwar- **Contact phone** - 6692 9359 - **Posted** about 4 hours ago - Excellent regional opportunity in an established global bank - New Compliance opening - Regulatory knowledge and reporting experience crucial My client...

  • AVP, Compliance

    7 days ago

    Singapore SUMITOMO MITSUI BANKING CORPORATION Singapore Branch Full time

    Roles & ResponsibilitiesThis role will assist in the following :Enhancement of robust governance framework for group companies in APAC region from compliance viewpoint. Support group companies to implement Head Office compliance policies and rules. Implement measures to oversee and supervise group companies to obtain assurance that sound compliance and AML...

  • AVP, Compliance

    2 weeks ago

    Singapore SUMITOMO MITSUI BANKING CORPORATION Singapore Branch Full time

    Roles & ResponsibilitiesThis role will assist in the following :Enhancement of robust governance framework for group companies in APAC region from compliance viewpoint. Support group companies to implement Head Office compliance policies and rules. Implement measures to oversee and supervise group companies to obtain assurance that sound compliance and AML...

  • Senior Associate/avp, Compliance

    6 days ago

    Singapore Sumitomo Mitsui Banking Corporation Full time

    Job Requirements - To support and complete KYC processes of the department whilst ensuring quality and completion in a timely manner. - To conduct Trade Finance Transactions screenings and ensure screenings and checks are done within stipulated timeline. - To handle, track and manage as well as assist to guide the Team in all areas of KYC, Transactions...

  • Compliance Manager

    2 days ago

    Singapore Bank of Singapore Full time

    Bank of Singapore SingaporePosted 3 hours ago Permanent Competitive - Compliance Manager - FCC, Client Onboarding (AVP/VP) - At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop...