
Risk & Compliance, Specialist
2 weeks ago
At AIA we’ve started an exciting movement to create a healthier, more sustainable future for everyone.
- It’s about finding new ways to not only better people's lives, but to better the communities and environments we live in. Encompassing our ambition of helping a billion people live Healthier, Longer, Better Lives by 2030._
- And to get there, we need ambitious people who believe in playing an important part in shaping that future. People seeking unmatched career and personal growth opportunities, who are driven to work with, and learn from some of the most inspiring and supportive leaders in the business._
Sound like you? Then read on.
WE ARE LOOKING FOR.....
An experienced Compliance Specialist to join our team- Responsible for engagement with internal and external stakeholders to deliver Compliance's initiatives.- Responsible for the development of relevant Compliance policies and procedures necessary to support the objectives and values of AIA FA and for the implementation of corporate policies and procedures to manage corporate-level regulatory risks.- Responsible for the effective communication of compliance and risk matters including timely and accurate reporting and/or escalation of such matters in accordance with relevant reporting and escalation protocols.- Collaborate closely with Sales team to ensure quality recruitment of representatives and putting in place controls and programs to monitor and ensure quality business brought in by the representatives.- Develop or oversee development of structural approach and procedures to effectively deal with representatives/sales staff misconduct, from receiving allegations to planning and conducting investigations to taking remedial/recovery actions- Develop and implement an effective education and engagement program through ongoing communication and training to embed a culture of compliance and ethics
Job Requirements- Bachelor’s degree holder or, ideally, above, in appropriate field (e.g. Accounting, Economics, Risk Management, Business Management or Law)- Experience- 5 to 8 years work experience in the financial industry handling compliance and/or controls- In-depth understanding of the Insurance business preferred and, in lieu of insurance, financial services.- In depth knowledge of Industry’s operations, regulations and guidelines.- A highly disciplined and team player with the ability to work well with all stakeholders- Computer literate- Good command of written and spoken English.- Excellent interpersonal skills- Independent and able to work under pressure.- Must be organized, detail-oriented and analytical.- With high level of integrity and takes ownership and accountability of results.
LI-HN1
- Build a career with us as we help our customers and the community live Healthier, Longer, Better Lives._
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