Compliance and Control Analyst

2 weeks ago

Singapore SNAPHUNT PTE. LTD. Full time

**The Role**

**You will be responsible for**:

- Support senior analysts on the administration of the monthly surveillance program for Retail Bank investment and insurance sales.
- Conduct validation of surveillance report parameters, investigate and resolve discrepancies identified to ensure consistency and accuracy in surveillance alert generation.
- Conduct reviews, close monitoring, and governance on the regional surveillance hub’s quality of surveillance alert assessment, disposition and timeliness of review.
- Prepare monthly oversight review results to the regional surveillance hub to track review performance.
- Assess financial advisory sales process infractions and exceptions from surveillance.
- Develop corrective action plans, prepare monthly surveillance results and provide guidance and feedback to key business stakeholders to minimize infractions and exceptions.

**Ideal Profile**

**Qualifications: (degree/certifications)**:

- Bachelor’s/University degree or equivalent relevant business experience.
- Minimum 5 years experience and good knowledge of Consumer Operations and Consumer product offering, services, policies, procedures, regulations, systems, and technologies.
- Experience with governance, risk and control management, as well as engaging with 2nd/3rd lines of defense.
- Experience in transformation role or project management will be beneficial.

**Skills: (technical skills)**
- Effective executive presentation (written and verbal) skills.

**What's on Offer?**
- A role that offers a breadth of learning opportunities

**About us**

Novel SunKris is part of a 22 -year well respected Independent processing solution provider group based at Singapore. We are expertise in providing Temporary and Permanent Staffing Solutions across different countries like USA, UK, India, Caribbean Islands, Malaysia, Canada and Singapore. Novel is known for delivering the best quality Services to our Fortune 500 as well as other reputed companies. We’re an independent, owner-managed recruitment company, which means we’re flexible in delivering solutions and we care about exceeding client expectations

**Ref: XUEV7J1R47

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