Markets Compliance Officer

**The Firm**: XTX Markets is a leading algorithmic trading company partnering with counterparties, exchanges and e-trading venues globally to provide liquidity in the Equity, FX, Fixed Income and Commodity markets. We provide consistent liquidity, helping market participants throughout the world obtain the best prices in the various assets classes we cover,...

Senior Compliance Officer, Compliance Apply locations: Singapore Time type: Full time Posted on: Posted 4 Days Ago Job requisition id: JR Position Description The Senior Compliance Officer will report to the Head of Compliance Singapore and is a generalist role with the exciting opportunity to be given broad Compliance mandate which extends to a number of...

F - Posted by Fong Chua- Recruiter Key role and member of the Singapore Global Markets/ALMT Compliance Team. Support the Head of APAC Global Macro, ALMT and SEA Global Markets Compliance on local regulatory matters. **Responsibilities**: - Handle regulatory initiatives impacting Global Markets (e.g. Cross-Border, Client Classification, etc.) by working...

**Responsibilities**: - Handle regulatory initiatives impacting Global Markets (e.g. Cross-Border, Client Classification, etc.) by working with Business and several Compliance teams such as Singapore Regulatory Compliance Office. - Responsible for coordination of MAS/ SGX questionnaires, External Audit Requests for Global Markets, which entails coordinating...

he position is based in Singapore and is responsible for assisting with the management of the compliance function (including AML/CTF & Financial Crime compliance) within the CMC Markets Singapore Invest Pte Ltd brokerage business for listed equities, exchange traded funds, futures and options. Key to the role is acting as the AML/CFT Officer for CMC Markets...

Singapore - Compliance - Group Functions **Job Reference #** - 278526BR **City** - Singapore **Job Type** - Full Time **Your role** - Do you have experience in providing compliance or risk advisory services to a business division? Do you enjoy advising and supporting front office colleagues to ensure compliance? Are you confident when it comes to...

**Job purpose**: This is a role for a junior Markets Compliance officer (2 year contract) to support the Markets Compliance team in the Singapore branch. The Markets Compliance team is primarily responsible for advising the branch on regulated activities carried out by the Treasury and the Capital Markets sales and trading teams for Fixed Income,...

**Position Description & Responsibilities** We are now seeking a Compliance Officer (Private Wealth / CPG-focused) to be based in Hong Kong or Singapore. This position will be reporting to our Asia Pacific Chief Compliance Officer. **Job Specifications (including but not limited to)** - Set up a robust compliance and cross boarder framework for marketing...

In Asia Pacific, BNP Paribas is one of the best-positioned international financial institutions with an uninterrupted presence since 1860. Currently with over 18,000 employees* and a presence in 13 markets, BNP Paribas provides corporates, institutional and private investors with product and service solutions tailored to their specific needs. It offers a...

**About Clear Street**: Clear Street is modernizing the brokerage ecosystem. Founded in 2018, Clear Street is a diversified financial services firm replacing the legacy infrastructure used across capital markets. We started from scratch by building a completely cloud-native clearing and custody system designed for today's complex, global market. Clear...