Markets Compliance Officer

he position is based in Singapore and is responsible for assisting with the management of the compliance function (including AML/CTF & Financial Crime compliance) within the CMC Markets Singapore Invest Pte Ltd brokerage business for listed equities, exchange traded funds, futures and options. Key to the role is acting as the AML/CFT Officer for CMC Markets...

Roles & ResponsibilitiesKey role and member of the Singapore Global Markets/ALMT Compliance Team. Support the Head of APAC Global Macro, ALMT and SEA Global Markets Compliance on local regulatory matters.ResponsibilitiesHandle regulatory initiatives impacting Global Markets (e.g. Cross-Border, Client Classification, etc.) by working with Business...

**Responsibilities** - Create and execute social media strategies to increase the company's online presence. - Take ownership and spearhead the comprehensive strategy formulation and planning for online campaigns across the entire Domestic Promotions and Campaign team. - Offer guidance, direction, and supervision to both sitewide and category marketers. -...

Our people work differently depending on their jobs and needs. From hybrid working to flexible hours, we have plenty of options that help our people to thrive. This role is based in Singapore and as such all normal working days must be carried out in Singapore. Join us as an APAC Financial Crime Officer - We’ll need you to manage the team who’re...

**Position Description & Responsibilities** We are now seeking a Compliance Officer (Private Wealth / CPG-focused) to be based in Hong Kong or Singapore. This position will be reporting to our Asia Pacific Chief Compliance Officer. **Job Specifications (including but not limited to)** - Set up a robust compliance and cross boarder framework for marketing...

Roles & ResponsibilitiesCompliance OfficerPrivate Equity Real Estate Project Co-ordination, Analysis & Reporting Salary: $6000 to $8000 per monthThe CompanyThe organisation is a well-established Real Estate fund manager comprising multiple product strategies across a highly-diversified portfolio of assets (logistics, office, retail, student...

**Responsibilities** - Provide comprehensive compliance advisory support and guidance to both back and front office teams, ensuring adherence to relevant laws, regulations, and rules. - Conduct thorough compliance reviews and testing, encompassing areas such as trade surveillance, AML (Anti-Money Laundering), and BCS (Business Conduct Standards). - Promptly...

**Prime Asia Asset Management is a Singapore-based Multi-Family Office Company that holds a Capital Market Services (CMS) licence issued by the Monetary Authority of Singapore (MAS) to conduct regulated activities in Fund Management under the Singapore Securities & Futures Act and Financial Advisors Act. We are currently looking for a Compliance Officer to...

**Company Description** Informa Markets is one of Informa's B2B Markets and Digital Services divisions. We are a highly international business, with a significant presence in the US, Brazil, the Middle East, India and China. We work in over a dozen growing, specialist and international markets, with hundreds of leading brands across Health & Nutrition,...

M- Posted by - Manisha Doogar- Recruiter Our client, a leading bank is seeking a skilled and proactive Compliance Officer to join our client’s, Markets Compliance Team. This critical role involves monitoring regulatory changes, providing compliance advice, and executing 2nd line compliance controls to support our FICC business. **Responsibilities**: -...

**About the role As a Compliance Officer, you will be responsible for - Ensuring the company complies with local and all internal policies and controls are adequate and adhere to the requirements set by local related regulatory. - Coordinating staff training and competence to ensure obligations are met including drafting and issuing supplementary training...

Blockfort Pte Ltd is part of the Coinweb group, is expanding our Global compliance Team. The position is compliance officer, based in Singapore for Blockfort; you’re responsible for ensuring a company complies with its outside regulatory requirements and internal policies. In short, you're responsible for making sure that your employer plays by the rules...

**We’re building the future of private financial markets**: Traditionally a space only for the wealthy and well-connected, we believe in a future where private markets are more accessible to investors and fundraisers. By leveling the playing field we hope to create a more equitable economy, where inspiring companies are connected to inspired investors,...

**About AETOS**: AETOS Capital Group Pty Ltd is a renowned Australian broker specializing in financial products trading services, provide retail and corporate clients with diversified financial derivative products including Margin Forex Contracts and CFD in Precious Metals, Indices, Commodities, Shares and Cryptocurrencies. **AETOS Support Services Pte Ltd...

**Company Overview**: LOOK CAPITAL is a registered and leading family office with a Capital Market Services license in Singapore, with AUM of 3 billion USD. Headquartered in Singapore, we have offices across Beijing, Hong Kong and Shenzhen. With the help of technology, we provide a one-stop service including global asset allocation, legal and tax advisory,...

The Role Weare seeking to hire an exceptional Compliance Officer to join ourSingapore office. This role will report into the Head of ComplianceAPAC, based in Hong Kong, and hold several critical profiles andresponsibilities for the Singapore office, APAC region morebroadly, and the Compliance department.Thisposition requires a focus on high levels of service...

Key Responsibilities: - Assisting the CEO and management in taking measures to promote best practices and awareness across the bank with respect to MAS laws and regulations (both AML and non-AML related) that the Bank need to comply with - Act as liaison officer between the Bank and MAS and ABS for clarification on matters/issues pertaining compliance to...

**Company Introduction** NANHUA Singapore Pte. Ltd. (“NANHUA Singapore”) is a wholly owned subsidiary of Nanhua Futures Co., Limited (SH.603093). NANHUA Singapore holds a Capital Market Services Licence issued by Monetary Authority Singapore (MAS), is a trading and clearing member of the derivatives markets of Singapore Exchange (SGX) and Asia Pacific...

Roles & ResponsibilitiesJoin us today and make a difference in people's livesCompliance Officer – AGM RegionPOSITION SUMMARY:The Compliance Officer will interface with the AGM Business Unit (BU) senior management on a broad range of compliance issues critical to minimizing compliance risk to the company's operations. This role has substantial...

**Your new company** My client, one of the market leading crypto asset trading firm, is currently looking for **Global Compliance Officer **to work in their flagship Singapore office. This is an exceptional opportunity to join a best in class team at senior managerial level. Working for one of the market leading trading firm, this role offers the successful...