Trade Surveillance

3 days ago

Singapore Hays Full time

**Your new role**
- Timely analysis and resolution of trade surveillance alerts to identify any high risk or suspicious trading activities across different asset classes.
- Conduct electronic communication and audio surveillance to identify potential non-compliance with laws, regulations, and Compliance policies.
- To support the APAC Compliance Surveillance Lead in Enterprise and Regional Surveillance projects as well as ongoing enhancements/initiatives.
- Liaise with the regional surveillance teams and other stakeholders, e.g. Technology to conduct UAT/testing of strategic surveillance platforms.
- Where required, perform targeted or deep dive investigations to identify potential compliance and conduct risk issues, including market abuse, market manipulation, trading on insider information, unlawful disclosure and market or personal conduct breaches.
- Assist in the update/enhancement of APAC Compliance Surveillance policies and procedures.
- Assist in the preparation of periodic management information reports (MI) on surveillance.
- Assists in audits and inspections where required.
- Support and provide guidance to more junior members within the APAC Compliance Surveillance team.

**What you'll need to succeed**
- Strong knowledge of FX, Fixed Income securities and/or derivatives products.
- Experience in using/implementing trade surveillance tools (either in-house or third party vendor)

**What you need to do now**

Registration ID No. R1984348 | EA License number: 07C3924 | Company Registration No. 200609504D #1229380

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