Trade Surveillance

Are you ready to take your career to the next level in the dynamic world of finance? Our client, a bank is seeking a Markets Compliance Officer to join their team, located on the bustling trading floor, where you'll play a crucial role. **Responsibilities Include: - Surveillance Expertise: Manage branch's trade and communications surveillance program,...

**Details of the Division and Team**: In the APAC region, Surveillance team consists of teams of analysts and compliance officers located in Hong Kong, Singapore, Bangalore, Mumbai and Tokyo. The Singapore team coverage includes Listed Derivatives, Fixed Income and FX products, in addition to Communication Surveillance. The person in Singapore will...

Excellent opportunity to join a well-reputed international firm. The role sits within the Risk team in Singapore and has a direct reporting line to the International Head. The role will support in monitoring of trade activities and has an APAC coverage. In terms of career progression this role will start off with monitoring of day to day transactions that...

Ashford Benjamin are supporting an Investment Bank who are building out their Singapore office. As part of this growth, a new opportunity has arisen within their Compliance function for a Surveillance professional who will monitor sales and trading activities, via surveillance of both communications and trade execution. As part of this role, you will be...

S- Posted by - Suhani Malhotra- RecruiterExcellent opportunity to join a well-reputed international firm. The role sits within the Risk team in Singapore and has a direct reporting line to the International Head. The role will support in monitoring of trade activities and has an APAC coverage. The role will start off with monitoring of day to day...

Roles & ResponsibilitiesBanking Sector Client: Interested candidates may apply directly or reach out to our recruiters (Edwin Teo; EA Personnel No. R24123520; Whatsapp +65 8833 0192)Job DescriptionAs a member of Private Bank Business Risk & Control Management (BRCM) team, you will playan important role in exercising risk oversight over front office...

Roles & ResponsibilitiesBanking Sector Client: Interested candidates may apply directly or reach out to our recruiters (Edwin Teo; EA Personnel No. R24123520; Whatsapp +65 8833 0192)Job DescriptionAs a member of Private Bank Business Risk & Control Management (BRCM) team, you will playan important role in exercising risk oversight over front office...

An exciting opportunity awaits a skilled AVP Market Surveillance to join a prestigious financial institution. We are in search of an AVP Market Surveillance professional with **robust experience in derivatives trading or derivatives trade surveillance**. In this capacity, you will identify potential **market misconduct** and other behaviour impacting...

An exciting opportunity awaits a skilled AVP Market Surveillance to join a prestigious financial institution. We are in search of an AVP Market Surveillance professional with **robust experience in derivatives trading or derivatives trade surveillance**. In this capacity, you will identify potential **market misconduct** and other behaviour impacting...

**Position Summary** Contribute to client servicing and account management support in attending to and resolving queries received from Institutional clients related to orders, trades execution and settlement on the digital platform. **Roles & Responsibilities: - ** - Support exchange listing, trading, clearing, settlement and custody operations. - Monitor...

**Location**: Singapore, SG Job Function: Legal & Compliance **Job Type**: Permanent Req ID: 12961 **Legal and Compliance Department** The Legal and Compliance Department (LCD) manages the legal, regulatory and compliance risks for GIC, and partners with the business to ensure that legal, regulatory and compliance issues and risks are identified,...

**Surveillance Analyst**: **Singapore**: ***: As a Barclays Surveillance Analyst you will join our Global Surveillance function which provides the capabilities to execute Global Markets Surveillance and Transaction Monitoring (TM) Programmes. Reporting into the Head of Market Surveillance (APAC) and will focus on the Surveillance program for APAC in...

**ABOUT Us AsiaNext is a trusted digital exchange for institutional investors in Asia and globally. It will offer integrated listing, trading, and post-trade services for digital assets, including digital payment tokens. The joint venture between the SBI Group in Japan and SIX Group AG in Switzerland will provide an institutional-grade platform to enable the...

Roles & ResponsibilitiesThe candidate will support the Legal, Regulatory and Compliance Department ("LCD") and reports to the Chief Regulatory Officer.Key Duties and Responsibilities:1) Market Surveillance a) Identify potential market misconduct and other behaviour that impact APEX's operation of a fair, orderly and transparent market b)...

Key Responsibilities: - Identify and address potential market misconduct to ensure a fair, orderly, and transparent market. - Develop and implement frameworks to enhance trade surveillance and investigate market misconduct. - Monitor market activity through daily analysis of trading alerts and escalation of suspicious behavior to regulators. - Collaborate...

Whether you’re at the start of your career or looking to discover your next adventure, your story begins here. At **Citi**, you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training...

This role is responsible for advising on issues and matters relating to investment suitability and transaction surveillance review. **REQUIREMENTS**: - Act as a liaison party between marketing and internal stakeholders, particularly Risk, Credit & LCD. - Assist in the handling of internal, external & regulatory audits. - Perform post transaction and...

**Job details**: - Location: - Singapore- Job Type: - Permanent- Discipline: - Banking & Financial Services- Reference: - BF/XK/ACS/070623C- Posted: - about 1 hour ago- Consultant: - Xuan Kwok- Consultant Phone: - +65 6950 0354**Share this job**: **Job description**: Charterhouse Partnership is currently sourcing for a Surveillance Associate for an...

**Company overview** Aon’s Benefit Index®, Nomura’s benefits **rank **#1 **amongst our competitors **Function Overview**: The AEJ Monitoring and Surveillance Compliance team is responsible to implement systems and controls to detect potential market abuse/misconduct activities as well as internal Compliance policy breaches throughout the Asia-Ex-Japan...

the Chief Regulatory Officer. **Key Duties and Responsibilities**: 1) Market Surveillance a) Identify potential market misconduct and other behaviour that impact APEX’s operation of a fair, orderly and transparent market b) Review and implement frameworks, policies and procedures to enhance APEX’s trade surveillance and investigations of market...