Compliance Manager, Risk and Compliance Operations

**Posting Start Date**:21/01/2025 About ORMCThe Compliance, Data & Technology Risk unit of NUS Office of Risk Management and Compliance (“ORMC”) is seeking a highly skilled and experienced Compliance professional to oversee compliance risk management initiatives. The role is responsible for ensuring that the university is aware of and adheres to all...

**Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...

Assist in the implementation of check and balance processes and corporate governance standards as per the client type, strategy, mission, and goals of the regulated entity; - Assist in providing day-to-day support in the development, implementation, and maintenance of client’s compliance programs; - Assist in development and implementation of compliance...

J - Posted by Jency Chan- Recruitment Consultant My Client is a top tier Chinese Bank, looking for a Operational Risk and Compliance Manager. **Key Responsibilities** Operational Risk Management - Develop and maintain the Operational Risk Framework and related policies, encompassing: - Third-Party Arrangement - Business Continuity Management -...

Singapore- Wealth Management- PermanentWorking with a leading global trading firm, this position is responsible for managing the compliance and operational risk functions ensure adherence to financial services, anti-money laundering and other relevant regulatory requirements. Also overseeing the management of related compliance and operational risk...

**About the Role**: **Roles and Responsibilities** - Operational Risk Management _ - Develop and maintain the Operational Risk Framework and related policies, covering Third-Party Arrangements, Business Continuity Management (BCM), and Operational Risk Management. - Ensure compliance with regulatory requirements and Head Office standards. - Plan, execute,...

**Main Roles and Responsibilities：** 1) Take the lead in promoting the management and control of high-quality development in the region； 2） Cooperate with the Legal Department and the Corporate Development Department of the headquarter to fulfill compliance due-diligence per regional company compliance management standards (including license...

DUTIES AND RESPONSIBILITIES This role reports to the Global Risk & Compliance Director who is based in Paris, France. Exclusive Networks’ Risk and Compliance Group department is in charge of the global Compliance programs, in particular drive the Corruption prevention program to strengthen its roll-out and control its effectiveness across the...

**Where you would add value** As Risk and Compliance Manager, you will report to and support the Head of Risk and Compliance to drive, execute and manage the end-to-end Risk Management Framework and its effective implementation across business and in accordance with the Board and regulatory requirements. **How you would make a difference** 1. Risk and...

**Instructions for interested applicants** **Where you would add value** As Risk and Compliance Manager, you will report to and support the Head of Risk and Compliance to drive, execute and manage the end-to-end Risk Management Framework and its effective implementation across business and in accordance with the Board and regulatory requirements. **How...