Vice President, Treasury Audit, Internal Audit

2 weeks ago


Singapore Sumitomo Mitsui Banking Corporation Full time

**Responsibilities**
- Execute the assigned tasks to the required quality, agreed sample sizes and depth and the agreed timeline as per the guidance issued
- Conduct effective communication with the auditee to understand their processes comprehensively
- Analyse the processes thoroughly and determine the appropriate test steps to adequately tests the risks identified
- Conduct the audit to address the risks identified and achieve the audit objectives, to make a significant contribution to the success of each audit
- Contribute significantly to the timely completion of the audit
- Produce working paper documentation that
- Clearly documents the process
- Identifies all key controls
- Tests all key controls and any key controls not tested are duly justified with approvals from AIC
- Conclusion of audit objective is clearly documented and justified
- Produce ACRs which are clear, concise, and facilitates the understanding by the readers and which supports the risk of the ACRs
- Makes value added recommendations which help address the root causes and risks of the issues identified
- Actively support the improvement of internal control within the Bank via activities which do not compromise the independence of the IA function
- Take the lead to review and comprehensively assess the risks of new products introduced and communicate concerns as well as enage the auditees to recognise the risks
- Be a proactive mentor to the junior team members to provide guidance and positive influence on the right behavior and mindset to help in the retention as well as motivation of staff
- As an AIC, conduct detailed planning of an audit unit to ensure all the risks are comprehensively assessed with the key risks identified by ensuring thorough understanding of the Branch activities and risks via discussions with both the auditees, CIC, COE etc
- Supervise and manage the completion of the fieldwork by ensuring implementation of the quality of audit tests via comprehensive identification of key controls and tests
- Ensuring successful and timely completion of the audit via effective project management and people management both internal and external
- Ensuring quality of contents of audit report of which the opinion is based on re-verifiable facts supportable by the work done
- Contribute to the continuous improvement objective of the department via sharing of the areas of improvements and good practices of both process and people
- Conduct continuous monitoring to the required quality and deliver the CM reports on time by the deadlines stipulated
- Provide guidance on the COE’s areas of expertise including risks and market practices
- Keep abreast on the risks, issues and activities relating to the COE’s area of expertise and be a source of information for the audit team
- Conversant with the Bank’s rules surrounding the COE’s area of expertise to provide guidance to the audit teams on the requirements of the Bank
- Familiar with the regulatory requirements of each country surrounding the COE’s area of expertise to provide guidance to the audit teams on related local regulations
- Significant input to the annual risk assessment exercise on the risks of your area of expertise
- Execute the agreed PI recommendations to the required quality and timeliness
- Provide constructive suggestions on effective suggestions to improve process and quality internally within IAD
- Track all H and M risk rated Open ACRs regularly so as to facilitate the weekly and monthly tracking process. Document the status of the remediation clearly and concisely in Auto Audit so as to allow the collation of concise status to facilitate the compilation of the regular status updates via the monthly MIS reports by IAD SNG to APD management as part of IAD SNG's efforts to assist APD management in the governance of ACRs raised in the region
- Ensure successful and timely completion of All mandatory regulatory, compliance and nominated trainings by due date; and agreed professional trainings
- Comply and adhere to regulatory, compliance and internal policies in own area of work / business

**Requirements**:

- Must be at least a CPA certified or equivalent of an internationally recognized accounting body
- Experience in audit of treasury business
- At least 6 years’ of audit experience in the banking industry
- Strong understanding of audit methodology
- Familiar with execution of risk-based audit approach
- Strong auditing skillset
- Technical knowledge in ALM, market risk, liquidity risk and other market-related risks
- Experience in leading audits
- Good interpersonal skills and ability to communicate effectively with both internally amongst the audit team and externally with the auditees and auditee management
- Good team player and positive attitude is key to the expanding APAC team
- Able to work independently and require little supervision
- Works with passion and embrace as well as participate in initiatives to achieve enhanced quality



  • Singapore JP Audit PAC Full time

    Responsibilities: Responsible for audit planning, execution and conclusion Familiar with regulatory and reporting requirements Deliver quality audit services to clients by performing efficiently and effectively in a structured work environment Strong interpersonal and communication skills Able to work independently and multi-task Ad hoc assignments as...

  • Audit Associate

    1 week ago


    Singapore SK AUDIT ASSOCIATES Full time

    BOOK KEEPING AND ACCOUNTS FINALISATION FOR THE SMALL AND MEDIUM TYPE ENTERPRISES COMPILATION OF FINANCIAL STATEMENTS PREPARATION OF INCOME TAX COMPUTATION INCOME TAX FILING RETURNS STATUTORY AUDITS FOR PRIVATE LIMITED COMPANIES PREPARATION OF AUDIT WORKING PAPERS USING CCH AUDIT SOFTWARE SALES AND RENTAL AUDITS


  • Singapore JPMorganChase Full time

    Technology Audit Manager – Vice President – Commercial & Investment Bank Join to apply for the Technology Audit Manager – Vice President – Commercial & Investment Bank role at JPMorganChase Technology Audit Manager – Vice President – Commercial & Investment Bank 1 week ago Be among the first 25 applicants Join to apply for the Technology Audit...

  • Audit Assistant

    3 weeks ago


    Singapore JP AUDIT PAC Full time

    Roles & ResponsibilitiesThe main job responsibilities for audit associate position:Perform and manage statutory audit assignments and special audit engagements Preparation of statutory financial statements in accordance with the Singapore Financial Reporting Standards Assist in ad hoc projects/assignments when required Ensure timely submission of reports...

  • Audit Manager

    2 weeks ago


    Singapore RELIANCE AUDIT PAC Full time

    Roles & ResponsibilitiesReview management accounts and assist in planning of the audit engagements including, but not limited to, understanding of the client's business environment, assessment of key risks areas, determination of materiality and performance of preliminary analytical review Perform fieldwork for audit including, but not limited to,...


  • Singapore AUDIT ALLIANCE LLP Full time

    Roles & Responsibilities- To assist in statutory audit of private companies, limited companies and non-for-profit organisations.- To assist in performance of compliance audits.- To perform high quality and effective audit procedures.- To learn and apply financial reporting standards and audit standards.- To learn financial reporting for disclosure and...


  • Singapore Blackstone Full time

    International Finance - Assistant Vice President **Business Unit** International Finance, Singapore **Job Title** Assistant Vice President **Global Finance Function** The Finance team at Blackstone comprises of Finance, Internal Audit, Treasury, and Tax functions. International Finance manages the financial, regulatory and tax reporting requirements...


  • Singapore Singapore Life Ltd. Full time

    Singapore, Singapore, Singapore - Department - Internal Audit - Job posted on - Mar 07, 2025 - Employee Type - Permanent - Full Time - Experience range (Years) - N.A Singlife is a leading homegrown financial services company, offering consumers a better way to financial freedom. Through innovative, technology-enabled solutions and a wide range of products...


  • Singapore Gravitas Recruitment Group (Global) Ltd Full time

    Our private investment firm client is looking for a highly motivated and detail-oriented Risk & Audit Manager with at least 6 years of experience in a Big 4 accounting firm. Design and implement risk management policies and control frameworks for collections, payments, and remittance processes, ensuring compliance with regulatory requirements. Manage...

  • Audit Partner

    23 hours ago


    Singapore PKF-CAP Full time

    3 days ago Be among the first 25 applicants Get AI-powered advice on this job and more exclusive features. We are seeking a highly motivated and experienced Audit Partner to join our leadership team. The successful candidate will be responsible for leading audit engagements, driving quality and efficiency, and contributing to the growth of the Firm through...