
Wealth Management
2 days ago
Quality Control is part of the Asset & Wealth Management Operations Team supporting all aspects of client Onboarding to include the fulfilment of Anti Money Laundering (AML) and Know Your Client (KYC) requirements for the Wealth Management division of JPMorganChase.
**Job responsibilities**:
- Validate source of wealth corroboration according to firm guidelines.
- Review of client documentations in accordance with regulatory requirements.
- Coordinate with compliance and control function where it relates to regulatory audits / requests / initiatives.
- Represent the team and participate in KYC/AML related discussions with the front office teams
- Share information, knowledge and expertise with peers and team members.
**Required qualifications, capabilities, and skills**:
- Bachelor’s Degree
- At least 1 year of experience in AML/KYC, Customer Due Diligence, risk management, audit or compliance, with focus on KYC/AML.
- Broad knowledge of rules and regulations for various Asia jurisdictions (particularly in Hong Kong and Singapore), with focus on KYC/AML.
- Ability to work in a fast-paced environment where multitasking is the norm and ability to handle escalations and drive to resolutions.
- Ability to identify and focus on issues at a holistic level and yet be detailed oriented and independence in thinking when analyzing.
- Ability to handle escalations and drive to resolutions.
- Excellent communication skills.
**Preferred qualifications, capabilities, and skills**
- Knowledge of Private Banking/Wealth Management business.
- Proficiency in written and verbal Mandarin as you will be expected to review documents in Chinese to support China clients.
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