Compliance Analyst/senior Compliance Analyst

6 days ago

Singapore 1825 Full time

Job Description

About the role

The Compliance Analyst role will be based in Singapore within the Risk and Compliance Team partnering closely with the Global Risk and Compliance team and line of business in Asia. The Risk and Compliance function within abrdn is responsible for ensuring effective and adequate compliance to the respective local regulatory framework in countries where abrdn operates in. Reporting to the APAC Investment Regulations and Monitoring & Oversight Lead, you will be responsible for assisting the team in the planning, execution and reporting of Monitoring and Oversight reviews as well as assisting in issues management and ad-hoc reporting where required.

Key Responsibilities- To support the planning, execution and reporting of compliance monitoring reviews which include, walk-throughs with the line of business, testing and documentation of results, engagement with stakeholders and senior management within the business.- Issue Management - Assist to track and validate issue life cycle events including follow-up with stakeholders, validation and closure.- Keep abreast of the evolving regulatory developments, landscape and industry best practices.- To develop strong relationships with the business, including first, second and third line, whilst reinforcing the importance of ‘three lines of defence’ model.- Identify and utilize data analytics to improve effectiveness of reviews.- Assist to perform and collate ad-hoc reporting requirements were applicable.

Key Requirements- A bachelor’s degree in Accountancy, Risk Management, Finance or Economics related discipline- A minimum of 2-4 years’ experience in compliance, internal / external audit within an international financial services or asset management organisation- Thorough understanding of internal control concepts and methodology with the ability to evaluate and determine the adequacy and effectiveness of controls.- Proven experience in working effectively in a matrix organisation with the ability to participate in multiple projects / reviews concurrently.- Effective verbal and written communication skills with the ability to present complex and sensitive issues to senior management.- Ability to influence and impact change.- Proven ability to be able to complete project / assignments on-time and adjust to changing priorities.- Experience in automation / data analytics (preferred)- Ability to adapt and navigate changes in a rapidly dynamic environment.

Our Inclusive Culture

We’re committed to providing an inclusive workplace where all forms of difference are valued and which is free from any form of unfair or unlawful treatment. We define diversity in its broadest sense - this includes but is not limited to our diversity of educational and professional backgrounds, experience, cognitive and neurodiversity, age, gender, gender identity, sexual orientation, disability, religion or belief and ethnicity and geographical provenance. We support a culture that values meritocracy, fairness and transparency and welcomes enquiries from everyone.

  • Compliance Analyst

    1 day ago

    Singapore Taylor Root Full time

    We are currently partnering with one of the leading international professional services firms in Singapore to recruit for a Compliance Analyst (KYC/AML). The successful candidate will play a crucial role in ensuring the firm adheres to regulatory requirements and internal policies. You will be responsible for conducting AML/KYC/Due Diligence, reviewing...

  • Compliance Analyst

    3 days ago

    Singapore WAYSTONE COMPLIANCE SOLUTIONS (SINGAPORE) PTE. LTD. Full time

    Assist in the implementation of check and balance processes and corporate governance standards as per the client type, strategy, mission, and goals of the regulated entity; - Assist in providing day-to-day support in the development, implementation, and maintenance of client’s compliance programs; - Assist in development and implementation of compliance...

  • Senior Analyst, Business Compliance

    2 days ago

    Singapore Maybank Full time

    Join to apply for the Senior Analyst, Business Compliance role at Maybank 1 day ago Be among the first 25 applicants Join to apply for the Senior Analyst, Business Compliance role at Maybank Get AI-powered advice on this job and more exclusive features. Job Description The Senior Analyst, Business Compliance is responsible for ensuring that the...

  • Regional Compliance Analyst

    7 days ago

    Singapore Taylor Root Full time

    We are working in partnership with a well-established firm and they are looking to hire a Regional Compliance Analyst. Reporting to the Compliance Manager, you will be working closely with the various business units within Asia region, advising on ethics and compliance matters, with a focus on due diligence and investigations. Job Description In this role,...

  • Analyst, Compliance Consulting

    7 days ago

    Singapore Kroll Full time

    Join to apply for the Analyst, Compliance Consulting role at Kroll Join to apply for the Analyst, Compliance Consulting role at Kroll Kroll's Compliance Consulting practice assists clients in setting up firms, obtaining their initial authorization or registration, and providing them with ongoing compliance advice to navigate the rapidly changing...

  • Compliance Analyst

    1 week ago

    Singapore Kaplan Higher Education Academy Pte Ltd Full time

    COMPANY DESCRIPTION Kaplan is one of the world’s largest and most diverse education providers with over one million students globally. Headquartered in US, Kaplan is part of Graham Holdings (formerly The Washington Post Company) and is its largest subsidiary. Kaplan in Singapore has students from over 35 countries and regions. As a Lifelong Integrated...

  • Regional Compliance Analyst

    2 days ago

    Singapore Taylor Root Full time

    We are working in partnership with a well-established firm and they are looking to hire a Regional Compliance Analyst. Reporting to the Compliance Manager, you will be working closely with the various business units within Asia region, advising on ethics and compliance matters, with a focus on due diligence and investigations. Job Description In this...

  • Compliance Analyst

    7 days ago

    Singapore Independent Reserve Full time

    Compliance Analyst Join our growing team as a Compliance Analyst in Singapore. Reporting to the Head of Compliance, this role is an exciting opportunity to work in a dynamic environment, ensuring regulatory adherence and contributing to a strong compliance culture. As a Compliance Analyst, you will be responsible for conducting regulatory research,...

  • Analyst, Compliance Consulting

    1 day ago

    Singapore Kroll Full time

    Join to apply for the Analyst, Compliance Consulting role at Kroll Join to apply for the Analyst, Compliance Consulting role at Kroll Kroll's Compliance Consulting practice assists clients in setting up firms, obtaining their initial authorization or registration, and providing them with ongoing compliance advice to navigate the rapidly changing...

  • Tax Compliance Analyst

    7 days ago

    Singapore ESR Group Limited Full time

    Get AI-powered advice on this job and more exclusive features. Job Summary:The Tax Compliance Analyst will be responsible for supporting the Group's tax compliance obligations across multiple jurisdictions. This includes liaising with finance teams for information, managing the tax advisors in the tax compliance process and reviewing tax returns, ensuring...