
Regulatory Reporting and Controls, Vp
1 week ago
This is an exciting opportunity to join Barclays as a Regulatory Reporting and Controls VP, where you will play a key role as part of APAC Operations and is responsible for the regulatory adherence of the regulations, ensuring completeness, accuracy and timelines of regulatory reporting and the primary contact point for Compliance, Business and Regulatory Relations. You will be working with Compliance to respond to regulator enquiries, exams, surveys and issue management, representing Barclays at industry forums, working groups and be on top of regulatory developments and responsible for defining a conformance testing approach, reporting output, processes and controls.
To be successful for the role, you should possess the following skills or experience:
- Experience in regulatory reporting including trade reporting, large holdings/short position disclosure, takeover reporting and understanding of APAC regulatory reporting requirements such as MAS, HKMA, JFSA, ASIC
- Ability to interpret and implement regulatory requirements into day to day operations, lead regulatory change and implementation
- Ability to communicate effectively with internal stakeholders, including COO, Compliance, Technology, and Businesses to drive regulatory change, issue resolution and escalation. Experience in liaison with regulators, trade repositories, vendors and representation in industry working groups and forums
- Data analysis, conformance testing and quality assurance, ability to work with large data sets and different system flow/logic to identify gaps and resolve issues. Strong attention to detail and ability to work through complex system flow, data lineage and APAC nuances
You may be assessed on key critical skills relevant for success of the role including job-specific technical skills and interpersonal skills.
**Purpose of the role**
To support business areas with day-to-day processing, reviewing, reporting, trading and issue resolution.
**Accountabilities**
- Support various business areas with day-to-day initiatives including processing, reviewing, reporting, trading, and issue resolution.
- Collaboration with teams across the bank to align and integrate operational processes.
- Identification of areas for improvement and providing recommendations in operational processes.
- Development and implementation of operational procedures and controls to mitigate risks and maintain operational efficiency.
- Development of reports and presentations on operational performance and communicate findings to internal senior stakeholders.
- Identification of industry trends and developments to implement best practice in banking operations.
- Participation in projects and initiatives to improve operational efficiency and effectiveness.
**Vice President Expectations**
- To contribute or set strategy, drive requirements and make recommendations for change. Plan resources, budgets, and policies; manage and maintain policies/ processes; deliver continuous improvements and escalate breaches of policies/procedures..
- If managing a team, they define jobs and responsibilities, planning for the department’s future needs and operations, counselling employees on performance and contributing to employee pay decisions/changes. They may also lead a number of specialists to influence the operations of a department, in alignment with strategic as well as tactical priorities, while balancing short and long term goals and ensuring that budgets and schedules meet corporate requirements..
- If the position has leadership responsibilities, People Leaders are expected to demonstrate a clear set of leadership behaviours to create an environment for colleagues to thrive and deliver to a consistently excellent standard. The four LEAD behaviours are: L - Listen and be authentic, E - Energise and inspire, A - Align across the enterprise, D - Develop others..
- Advise key stakeholders, including functional leadership teams and senior management on functional and cross functional areas of impact and alignment.
- Manage and mitigate risks through assessment, in support of the control and governance agenda.
- Demonstrate leadership and accountability for managing risk and strengthening controls in relation to the work your team does.
- Demonstrate comprehensive understanding of the organisation functions to contribute to achieving the goals of the business.
- Collaborate with other areas of work, for business aligned support areas to keep up to speed with business activity and the business strategies.
- Create solutions based on sophisticated analytical thought comparing and selecting complex alternatives. In-depth analysis with interpretative thinking will be required to define problems and develop innovative solutions.
- Adopt and include the outcomes of extensive research in problem solving processes.
- Seek out, build and maintain trusting relationships and partnerships with internal and external stakeholders in order to accomplish key business objective
-
AVP/VP, Regulatory Reporting
4 weeks ago
Singapore GIC Full timeAVP/VP, Regulatory Reporting & Investment ComplianceJoin to apply for the AVP/VP, Regulatory Reporting & Investment Compliance role at GICAVP/VP, Regulatory Reporting & Investment ComplianceJoin to apply for the AVP/VP, Regulatory Reporting & Investment Compliance role at GICGIC is one of the world's largest sovereign wealth funds. With over 2,000 employees...
-
Regulatory Reporting Avp/vp
5 days ago
Singapore Ethos BeathChapman Full time**Job Details**: **Location** Singapore **Salary** Competitive Salary **Job Type** Permanent **Ref** BH-172015 **Contact** Shalynn Ler **Contact phone** 65 6692 0745 **Posted** 44 minutes ago - Stable Regional Bank - Excellent exposure to reporting requirements - Senior stakeholder management A renowned regional bank is looking for a Regulatory...
-
Vp - Financial & Regulatory Reporting
5 days ago
Singapore The Edge Partnership Full timeThe VP-Financial & Regulatory Reporting will be responsible for the following: - Maintain accurate journal entries and allocations - Prepare, input, or approve accounting-related bookings - Perform month-end and year-end closing activities, ensuring timely and accurate profit/loss transfers - Prepare accurate and timely financial statements and disclosure...
-
AVP/VP, Regulatory Reporting
4 weeks ago
Singapore GIC Private Limited Full timePress Tab to Move to Skip to Content LinkSelect how often (in days) to receive an alert: Create AlertAVP/VP, Regulatory Reporting & Investment ComplianceLocation:Singapore, SGJob Function: Investment Services Public MarketsJob Type: PermanentGIC is one of the world's largest sovereign wealth funds. With over 2,000 employees across 11 locations around the...
-
Vp - Regulatory Reporting
5 days ago
Singapore The Edge Partnership Full timeKey Responsibilities: - Regulatory Ratios Monitoring and Reporting - Review of MAS reports and regulatory ratios on an accurate and timely basis - Assist with MAS information requests and queries on MAS returns. - Assist with the review of MAS consultation papers and impact assessment on new products/regulatory requirements - Change Management, Process...
-
AVP/VP, Regulatory Reporting
2 weeks ago
Singapore GIC Investment Full time $150,000 - $200,000 per yearLocation: Singapore, SG Job Function: Investment Services Public Markets Job Type: Permanent Req ID: 16527 GIC is one of the world's largest sovereign wealth funds. With over 2,000 employees across 11 locations around the world, we invest in more than 40 countries globally across asset classes and businesses. Working at GIC gives you exposure to an...
-
AVP/VP, Regulatory Reporting
2 weeks ago
Singapore GIC Private Limited Full time $90,000 - $120,000 per yearGIC is one of the world's largest sovereign wealth funds. With over 2,000 employees across 11 locations around the world, we invest in more than 40 countries globally across asset classes and businesses. Working at GIC gives you exposure to an extraordinary network of the world's industry leaders. As a leading global long-term investor, we Work at the Point...
-
Avp/vp, Regulatory Reporting
6 days ago
Singapore GIC Investment Full time**Location**:Singapore, SG **Job Function**:Investment Services Public Markets **Job Type**:Permanent **Req ID**:16527 - GIC is one of the world’s largest sovereign wealth funds. With over 2,000 employees across 11 locations around the world, we invest in more than 40 countries globally across asset classes and businesses. Working at GIC gives you...
-
Vp, Control Room
6 days ago
Singapore Qontelsearch Full timeAs a VP Compliance Officer, working in partnership with stakeholders and providing sound Compliance advice is a pivotal aspect of the role. This entails advising on insider trading and market abuse regulations, regulatory expectations on personal investment policy, conflicts of interest, and the Chinese wall framework. You will also undertake control...
-
Regulatory Reporting Change
6 days ago
Singapore beBeeRegulatory Full time $80,000 - $120,000Job Title: Regulatory Reporting Change & Control SpecialistWe are seeking a skilled professional to join our team as a Regulatory Reporting Change & Control Specialist. This role will involve working on projects in the APAC region for a reputable organization.