Senior Associate, Regulatory Compliance

Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. **Job Description**: - Manage a portfolio of clients - Provide advisory and consultancy services to clients -...

**Company Description** IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. - Supervise and oversee junior team members and review their work product - Review and draft compliance...

2 years exp **Roles & Responsibilities** **KEY RESPONSIBILITIES**: - Assist in the implementation of check and balance processes and corporate governance standards as per the client type, strategy, mission, and goals of the regulated entity; - Assist in providing day-to-day support in the development, implementation, and maintenance of client’s...

Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. **Job Description**: - Provide compliance advice to clients on MAS regulations - Address clients’ queries...

2 years exp **Roles & Responsibilities** Associate - Admin - To attend to phone enquiries - Executive Assistant to Regional Head and Managing Director - Manage Director’s calendars, appointments, meetings and Travel - Upkeep of office and supporting various departments with other administrative tasks - Assist in onboarding process of new employees via...

Requisition ID: 202116 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **_ Purpose_** This position supports the Head of Global Regulatory Relations and Technology Compliance, APAC within APAC Central Compliance, and APAC Compliance in delivering the compliance program for the GBM&T businesses in Asia...

Requisition ID: 194843 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **_ Purpose_** Contributes to the overall success of the Compliance function in Singapore, ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s business strategies and...

Join us as a Head of Legal, Compliance & Financial Crime, APAC - In this high profile role, you’ll be leading a legal, compliance & financial crime team to deliver the local strategy and provide expert, accurate and cost effective advice - Your knowledge of the legal and regulatory environment will be invaluable, together with your significant experience...

**Currencies Sales Associate - APAC ex. Japan** - ** We are looking to add an Associate to our Foreign Exchange (FX) Sales team in Singapore, covering clients in a wide range of geographies across the Asia-Pacific region (excluding Japan).**: - ** You will support senior members of the team, covering a broad spectrum of client types including Banks,...

Requisition ID: 224093 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Purpose** Leads and oversees client due diligence (CDD) activities for clients booked into APAC branches and affiliate ensuring client onboarding meets all current Bank policies, including KYC / AML, global tax regulations, global...