Graduate Trainee

1 day ago


Singapore COMMERZBANK AKTIENGESELLSCHAFT Full time

**Job purpose**:
**Key activities**:

- Ensure employees declare personal trading accounts, submit monthly transaction records and obtain pre trade approvals before each trade.
- Perform investigations in event of PAD breaches to determine if there was any misuse of any inside information.
- Review and investigations of voice communications from sales and trading staff.
- Supporting Markets Compliance officers in reviewing/improving the surveillance scenarios, testing of scenario changes.
- Monthly management reporting of PAD controls and surveillance statistics and issues.
- Assisting to update policies and procedures related to surveillance, PAD and other compliance controls.
- Supporting Markets Compliance officers with additional projects and tasks like audits, inspections, desk reviews, and regulatory change projects.

**Formal education**:

- University Degree in Banking, Finance, Business or a related field
- Recent graduates with not more than 1 year of professional work experience (excluding internships)

**Specialist knowledge (work experience, further qualification)**:
Work Experience:

- Any experience in Compliance or Banking (not necessary but advantageous)
- Familiarity with market abuses/manipulation topics, market regulations, trading of FICC products would be an advantage

Further qualification/skills:

- Organised and methodical
- Good writing and communications skills
- Able to work with colleagues of various levels from different departments
- Ability to identify key issues and escalate them in a timely manner
- Good attitude and keen appetite to learn
- Foreign languages proficiency can be advantageous
- Basic understanding of FX, Commodities or Fixed Income products.


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