Compliance Specialist

3 days ago

Singapore BANGKOK BANK PUBLIC COMPANY LIMITED Full time

Bangkok Bank Singapore is a full licensed bank operating in Singapore since 1957. We provide a wide range of wholesale and consumer banking and financial services to meet the diverse needs of our clients. We have an immediate vacancy for a suitably qualified individual to join us as:
**COMPLIANCE SPECIALIST
- Review of documentation and information received from Business Units for new clients as well as periodic and triggering review of existing client files (high risk individual/ corporate as well as high risk SWIFT RMA and correspondent banking) for Customer Due Diligence (CDD) & Enhanced Due Diligence (EDD) according to relevant Anti-Money Laundering (AML) rules/regulations and internal KYC procedures. Ensure all evidence is obtained and recorded as per procedures and prepare Compliance report to continue business relationship.
- Communicate with relevant Business Units to provide KYC/CDD advisory and on all KYC/CDD, FATCA and CRS matters.
- Ensure efficient identification and monitoring of suspicious activities and transactions as part of KYC review, and timely reporting of suspicious transactions to the authorities.
- Prepare yearly FATCA and CRS reports for submission to regulator.
- Assist with daily/monthly AML reports and track completion of KYC reviews, historical transaction report, Incomplete CDD tracker, etc.
- Assist in preparing and conducting the KYC/CDD training for Business Units.
- Maintain a current understanding of money laundering and terrorist financing issues, including policies, procedures, regulations, industry best practices, criminal typologies and developing trends.
- Identify opportunities for process improvements.
- Relevant tertiary qualifications and Certification from ACAMS or ICA.
- Minimum 3 years’ experience in Compliance AML KYC/CDD and with experience handling advisory and KYC/CDD review of high risk customers, non-bank, individual, corporate & FIs, SWIFT RMA and Correspondent banking.
- Sound knowledge of MAS regulations (MAS Notice 626, Guidelines to MAS Notice 626 and best practice papers), Sanctions, investigation and Anti-Money Laundering regulations.
- Excellent research and analytical skills; meticulous and with ability to deliver high quality reports within deadlines.
- Team player with good written communication and interpersonal skills.

  • Compliance Specialist

    7 days ago

    Singapore Loomis, Sayles & Company, L.P. Full time

    **Function**:Legal & Compliance**Job ID #**:1203 - *** **Department**:Community Investments**Position Type**:Full-Time**Education Required**:See Job Qualifications**Location**:Singapore**Experience Required**:See Job Qualifications**Position Description** Loomis Sayles has implemented the Charles River Compliance System (“CRD”) to automate its...

  • Compliance Specialist

    2 days ago

    Singapore Opn Full time

    At Opn, we believe the digitalization of the economy has opened up the world and offers endless opportunities to grow and make meaningful connections with one another. Opn is powered by its payment infrastructure sister company, Omise Payment Holdings, which provides one-stop online payment solutions. Opn connects people, businesses and society in...

  • Global Export Compliance Specialist

    3 weeks ago

    Singapore TikTok Full time

    Global Export Compliance Specialist - Global Legal Global Export Compliance Specialist - Global Legal ResponsibilitiesOur Global Legal Compliance team provides key support for TikTok's innovative initiatives, state-of-the-art products, and integrated platforms servicing our global markets. We help our technological and business teams enable their vision by...

  • Trade Compliance Specialist

    3 weeks ago

    Singapore 3M Full time

    Overview Join to apply for the Trade Compliance Specialist role at 3M 3M has a long-standing reputation as a company committed to innovation. We provide the freedom to explore and encourage curiosity and creativity. We gain new insight from diverse thinking, and take risks on new ideas. Here, you can apply your talent in bold ways that matter. The Trade...

  • Trade Compliance Specialist

    2 days ago

    Singapore UNISEARCH SERVICES PTE. LTD. Full time

    Location: East Side Working Hours: Mon-Fri A Trade Compliance Specialist is responsible for ensuring that businesses follow and maintain relevant industry and government regulations, laws, and policies. Responsible for monitoring and documenting compliance activities, advising leadership and management on compliance matters, and liaising with government...

  • Trade Compliance Specialist

    1 week ago

    Singapore Velocity Electronics Full time

    This is a fantastic opportunity to join a leading independent electronics components distributor to the world's leading contract manufacturers and OEMs. Built around the shared core values of Being amazing today, Demonstrating mutual respect and trust, Acting courageously and Owning our own outcomes, Velocity Electronics has experienced rapid growth and is...

  • Portfolio Compliance Specialist

    7 days ago

    Singapore SCHRODER INVESTMENT MANAGEMENT (SINGAPORE) LTD. Full time

    **Who we’re looking for** We’re looking for someone to join the APAC Portfolio Compliance Change team as a Portfolio Compliance Lead Specialist / Specialist. The Portfolio Compliance Team is an essential part of the Schroder control environment, supporting Investment Teams to ensure effective pre and post trade mandate restriction monitoring and...

  • Trade Compliance Specialist

    2 weeks ago

    Singapore 3M Full time

    3M has a long-standing reputation as a company committed to innovation. We provide the freedom to explore and encourage curiosity and creativity. We gain new insight from diverse thinking, and take risks on new ideas. Here, you can apply your talent in bold ways that matter. Job Description: The Trade Compliance Specialist will serve as the subject matter...

  • Trade Compliance Specialist

    2 days ago

    Singapore 3M Full time $90,000 - $120,000 per year

    3M has a long-standing reputation as a company committed to innovation. We provide the freedom to explore and encourage curiosity and creativity. We gain new insight from diverse thinking, and take risks on new ideas. Here, you can apply your talent in bold ways that matter.Job Description:The Trade Compliance Specialist will serve as the subject matter...

  • Trade Compliance Specialist

    2 days ago

    Singapore 3M Full time $80,000 - $120,000 per year

    3M has a long-standing reputation as a company committed to innovation. We provide the freedom to explore and encourage curiosity and creativity. We gain new insight from diverse thinking, and take risks on new ideas. Here, you can apply your talent in bold ways that matter.Job Description:The Trade Compliance Specialist will serve as the subject matter...