Current jobs related to Compliance Officer - Singapore - VANCE GROUP LTD.

  • Compliance Manager

    2 days ago

    Singapore Office of Risk Management and Compliance Full time

    **Posting Start Date**:21/01/2025 About ORMCAt NUS Office of Risk Management and Compliance (ORMC), we not only manage risks to build the University’s resilience but also help shape them into opportunities to empower the community. We will continually support and partner with our stakeholders within the University to make this possible. DATA PRIVACY -...

  • Compliance Manager

    3 days ago

    Singapore IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. Full time

    **Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...

  • Compliance Officer, Compliance

    1 week ago

    Singapore CITIC CLSA Full time

    **Position Description** As a member of the Singapore Compliance team reporting to the Head of Compliance, Singapore, and with further support from head office, the incumbent will have the exciting opportunity to be given broad Compliance mandate which extends to a number of licensed entities in Singapore and multiple business lines, including,...

  • Compliance Officer

    3 hours ago

    Singapore beBeeCompliance Full time $80,000 - $120,000

    Compliance Officer Role OverviewThe Compliance Officer plays a pivotal role in ensuring adherence to regulatory requirements, fostering a robust compliance framework, and maintaining effective governance standards.

  • Compliance Officer

    3 days ago

    Singapore LSG INSURANCE PTE. LTD. Full time

    **Job Description The Compliance Officer is responsible for ensuring that the company complies with all applicable regulations, laws, and industry best practices related to life insurance sector. This role involves implementing, monitoring, and enforcing the company’s compliance policies and procedures, and ensuring that all employees understand and adhere...

  • Compliance Officer

    23 hours ago

    Singapore SHINHAN BANK Full time

    **Responsibilities**: - Ensure compliance with Banks Policy and Standards, relevant laws, regulations, controls and procedures of the Bank - Perform CDD/KYC/Compliance checks by conducting various Bank's internal searches - Liaising with the front office, back-office and clients on AML/KYC documentary requirements - Provide advice and support on Compliance...

  • Compliance Officer

    1 week ago

    Singapore NEBA PRIVATE CLIENTS PTE. LTD. Full time

    **Position**:Compliance Officer **Location**:Singapore **Industry**:Financial Services **Employment Type**:Full-time **About the Company**: NEBA Private Clients are a leading financial advisory firm in Singapore with offices around the world, committed to providing sound financial solutions to clients. We strive to uphold the highest standards of...

  • Compliance Officer

    4 days ago

    Singapore WOORI BANK Full time

    **Requirements**: - A relevant degree in Finance, Business or Accountancy - Minimum 2 years of Compliance/AML/CFT/SANCTION experience in a bank or financial institution - Knowledge in MAS rules and regulations - Keen interest in compliance with long term plans to remain in this field - Self-motivated and committed - Resourceful, motivated and willingness to...

  • Compliance Officer

    1 week ago

    Singapore Aetos Support Services Pte. Ltd. Full time

    **About the role** As a Compliance Officer, you will be responsible for - Ensuring the company complies with local and all internal policies and controls are adequate and adhere to the requirements set by local related regulatory. - Coordinating staff training and competence to ensure obligations are met including drafting and issuing supplementary training...

  • Compliance Officer

    2 weeks ago

    Singapore AETOS SUPPORT SERVICES PTE. LTD. Full time

    **About AETOS**: AETOS Capital Group Pty Ltd is a renowned Australian broker specializing in financial products trading services, provide retail and corporate clients with diversified financial derivative products including Margin Forex Contracts and CFD in Precious Metals, Indices, Commodities, Shares and Cryptocurrencies. **AETOS Support Services Pte Ltd...

Compliance Officer

2 weeks ago

Singapore VANCE GROUP LTD. Full time

Vance Group Ltd

Vance Group is a diversified and financially strong business group headquartered in Singapore. Our companies produce and trade biodiesel and oleochemicals in Malaysia and Singapore. Vance Group has been growing rapidly and is looking for dynamic, independent and results-oriented individuals to add to our team.

Individuals who generate strong results and add value in Vance Group will be recognized and compensated commensurately. Based in Singapore, the Compliance Officer will be responsible for all compliance and risk management issues, especially in relation to our Malaysian subsidiary. There is tremendous scope for growth and opportunities for the ambitious and talented individual.

Location: City Hall Area (Stamford Court)

Title: Compliance Officer

**Responsibilities**:

- Ensure that the group conducts its business in full compliance with all national and international laws and regulations and standards that are relevant to its industry
- Implement and manage an effective compliance program
- Ensure compliance with ISCC/RSPO/MSPO/other sustainability certification schemes
- Establish professional standards, best business practices, and internal systems of control
- Develop and periodically review company policies and procedures
- Assess company operations to determine compliance risk
- Regularly audit company procedures, practices, and documents to identify possible weaknesses or risk and pre-empt any business disruption due to non-compliance
- Perform periodic reviews to assess the effectiveness and efficiency of internal controls across the group
- Detect, identify and conduct investigations of compliance issues and potential fraud activity
- Create and manage effective corrective/preventive action plans in response to audit discoveries and compliance violations
- Undertake special projects, ad-hoc audits, process reviews, fraud investigation or similar on request
- Provide training and support to employees for a better understanding of potential risks and compliance issues. Inculcate a culture of risk management across the group
- Manage regulatory matters, including relationships and correspondence with regulators, regulatory audits and queries, implementation of changes pertaining to new regulations, licensing and filings
- Develop risk management strategies and monitor the group’s overall trading and hedging exposure
- Ensure compliance with ISCC/RSPO/MSPO/other sustainability certification schemes
- Ensure compliance with national and multi-national sanctions programs and anti-money laundering regulations

**Requirements**:

- Diploma/Business Degree in Accounting/ Finance/ Law/ Business Administration/ Economics/ ICT/ MIS or related discipline, with minimum 4-5 years’ experience in compliance and risk management role within the palm oil, oleochemical, energy, petrochemical, chemical or commodity industry
- Relevant compliance, audit or risk management certifications preferred
- Dynamic, self-motivated and persevering
- Possess strong analytical and problem-solving skills
- Possess excellent communication and interpersonal skills
- Demonstrates strong sense of initiative with the ability to work independently and as a team player
- Meticulous and takes strong pride in the quality of one’s work
- Results-oriented and able to abide by tight deadlines with a strong sense of responsibility