Compliance and Risk Management Officer

4 days ago


Singapore HANWHA ASSET MANAGEMENT PTE. LTD. Full time

**Compliance and Risk Management Officer
**Requirements**:

- Bachelor’s degree in a relevant field.
- Minimum of 3 years of experience in Compliance and Risk Management within fund management, with a comprehensive understanding of Capital Market Service (CMS) License requirements governing Fund Management.
- Experience in engaging with regulators, particularly the MAS, knowledge of regulations in other ASEAN countries and/or Korea jurisdictions is a plus.
- Familiarity with operational and investment risk management frameworks and procedures.
- Strong ability to work both independently and collaboratively within multi-functional teams, with a methodical approach and excellent planning skills.

**Responsibilities**
- Manage all aspects of compliance and risk management.
- Review the compliance and risk management framework, policies, and programs to ensure adherence to the company policies and prevent regulatory violations.
- Responsible for internal and external compliance audits and risk management assessments, respond to regulatory requests and related issues.
- Prepare periodic reports for senior management and regulatory bodies.
- Review marketing materials to ensure compliance with AML, KYC, CDD, PDPA, and other applicable regulations.
- Conduct training for employees on relevant regulations and industry practices.


  • Compliance Manager

    7 days ago


    Singapore Office of Risk Management and Compliance Full time

    **Posting Start Date**:21/01/2025 About ORMCAt NUS Office of Risk Management and Compliance (ORMC), we not only manage risks to build the University’s resilience but also help shape them into opportunities to empower the community. We will continually support and partner with our stakeholders within the University to make this possible. DATA PRIVACY -...

  • Senior Manager

    4 days ago


    Singapore Office of Risk Management and Compliance Full time

    **Posting Start Date**:03/04/2025 About ORMCAt Office of Risk Management and Compliance, we aim to establish a trusted partnership with our stakeholders and the community to manage risks effectively, transform them into opportunities and build a risk-resilient University. The Senior Manager, reporting to the Chief Risk Officer (CRO), will lead and...


  • Singapore Office of Risk Management and Compliance Full time

    **Posting Start Date**:20/09/2024 About ORMCAt Office of Risk Management and Compliance, we not only manage risks to build the University’s resilience but also help shape them into opportunities to empower the community. We will continually support and partner with our stakeholders within the University to make this possible. The incumbent will serve as...

  • Senior Manager

    2 days ago


    Singapore Risk Management Institute Full time

    **Posting Start Date**:23/04/2025 **About RMI** Risk Management Institute (RMI) aims to be a world-class centre in risk management through research, education and training. It strives to become a locally, regional and globally recognized knowledge center in financial risk management where scholars, regulators, and industry professionals gather to advance...


  • Singapore Risk Management Institute Full time

    **Posting Start Date**:20/01/2025 **About RMI** Risk Management Institute (RMI) aims to be a world-class centre in risk management through research, education and training. It strives to become a locally, regionally and globally recognized knowledge center in financial risk management where scholars, regulators, and industry professionals gather to advance...


  • Singapore TOP ASSET MANAGEMENT PTE. LTD. Full time

    **Job Description & Requirements**: **Brief: The Compliance and Risk Management Manager will be overall responsible for the company's Compliance and Risk Management. The role is to manage the development and enhancement of operational risk and control within Operations Management Group.To work with the Board and in every aspect of the business including...


  • Singapore AVALLIS INVESTMENTS PTE. LTD. Full time

    Avallis Investments holds the full CMS license and its core businesses are External Asset Management (EAM), Portfolio Management and Fund Management. Its clients include HNW, UHNW, Accredited Investors and Family Offices. Reporting directly to the Chief Executive Officer and Managing Director, this position focuses on establishing governance, risk and...


  • Singapore Julius Baer Full time

    At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together. Compliance is part of the CRO Division of Julius Baer and supports the Senior Management in ensuring compliance with...


  • Singapore beBeeCompliance Full time $80,000 - $120,000

    Job Title: Risk and Compliance OfficerWe are seeking a skilled Risk and Compliance Officer to join our team.This is an exciting opportunity to work in a dynamic environment where you will be responsible for ensuring the implementation of effective risk management and compliance strategies.The Job:Risk Assessment and MitigationIn this role, you're expected...


  • Singapore beBeeCompliance Full time $150,000 - $200,000

    Job Description:The Risk and Compliance Officer will ensure the organization operates in accordance with internal policies, procedures, and external regulatory requirements by developing, monitoring, and enhancing risk management systems.This role plays a key part in identifying and mitigating risks, improving process efficiency, and maintaining a strong...