Compliance Specialist

2 weeks ago

Singapore WOORI BANK Full time

As a Compliance Specialist, you will play a critical role in ensuring that the organization complies with Anti-Money Laundering (AML) and Countering the Financing of Terrorism (CFT) regulations. Your expertise will support the institution’s efforts to detect and prevent financial crimes and uphold the organization's integrity.
- **Customer Due Diligence (CDD) / Know Your Employee (KYE)**: Oversee and perform CDD/EDD/KYE reviews, ensuring that all customer information is accurate, complete and compliant with the bank’s internal policies and procedures
- **Document Review**: Collaborating with front and back offices on FATCA/CRS and AML/KYC documentary requirements
- **Advisory Support**: Handle escalations from the first line of defence on financial crime compliance matters
- **Transaction Monitoring and Name List Screening**: Review and analyse transaction monitoring and name list screening alerts, identify suspicious activities, and escalate issues as needed
- **Investigation and Reporting**: Investigate unusual and/or potentially suspicious transactions, preparing and filing of reports such as STRs and internal reports for submission to Global Financial Crime Compliance team
- **Training**: Support the MLRO with conducting training sessions on AML/CFT, sanctions, CDD, and related topics.
- **Internal Collaboration**: Work closely with front line teams to ensure compliance with AML/KYC requirements and provide guidance on adherence to the bank’s policies & procedures and regulatory expectations
- **Policy Update and Implementation**: Assist in developing, updating and implementing AML/CFT policies, procedures and controls
- **Documentation and Record Keeping**: Maintain comprehensive records of AML/CFT activities and ensure documentation is readily accessible for audits and reviews
- **Additional Duties**: Perform other compliance-related tasks as assigned by management.

**Requirements**:

- **Educational Background**: A degree in Finance, Business, Computer Science, or a related field.
- **Professional Experience**: At least 2 years of experience in AML/CFT within a financial institution.
- **Regulatory Knowledge**: Familiarity with MAS regulations and industry best practices.
- **Technical Skills**:

- Proficient in Microsoft Word and Excel.
- Proficiency in using FAML software and tools for transaction monitoring and transaction screening
- **Personal Attributes**:

- Keen interest in compliance with a long-term commitment to the field.
- Self-motivated, resourceful, and eager to learn.
- Strong attention to detail and ability to manage multiple tasks.

**Additional Information**:

- **Employment Type**: Permanent, 5-day work week.

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