Vice President, Compliance Advisory Mss

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Regulatory Compliance ensures adherence to applicable regulations and standards by setting the policies which cover HSBC’s regulatory requirements, and mitigate conduct and reputational risk issues. The team strives to remain ahead of the regulatory change agenda and ensures the business understands the implications and is prepared for change. It monitors how the Global Businesses and Functions manage their responsibilities with regard to complying with the regulations and helps resolve compliance deficiencies.

We are currently seeking a high calibre professional to join our team as a **Vice President, Compliance Advisory MSS**.

**Principal Responsibilities**
- The VP Compliance Advisory is an important role to support the various Lines of Business Compliance Team Leads (GB, CMB, GM), including the Head of Compliance Advisory
- wholesale in HBAP SGH. Its key role is to support the Head of Compliance Advisory, Markets and Securities Services (“MSS”) in Singapore with a focus on Financial Crime matters. In addition, the role has broad responsibilities for supporting implementation and management with guidance from Head of Compliance Advisory, MSS on all aspects of Regulatory and Financial Crime Compliance for the Singapore Business of MSS, including impact analysis of regulatory changes, managing regulatory risk assessment, assessing conduct risks, providing compliance advisory, and driving and execution of the various Regulatory and Financial Crime Compliance work streams and assurance for MSS, while ensuring alignment with Global Standards
- The VP CA is a key role to support the Head of CA, MSS and Head of CA, Wholesale Banking (WSB) whom the Head of CA, MSS reports to. The role has broad responsibilities for supporting implementation and management with guidance from respective Compliance Team Heads in all aspects of Regulatory & Financial Crime Compliance for the Singapore wholesale Business. These includes impact analysis of regulatory changes, managing regulatory risk assessment, assessing conduct risks, providing compliance advisory, and driving and execution of the various Regulatory & FCC Compliance work streams and assurance for the Wholesale Business Lines in Singapore, while ensuring alignment with Global Standards
- The role requires strong partnership with the various LOB business and leadership teams, and as part of the Singapore Country Strategic Advisory Plans (CSP) and the HSBC Group pivot to Asia strategy where Singapore is a Scale and priority market, there are ambitious growth plans due for execution in Singapore and SEA, with Singapore being a key site for the SEA strategy. These CSP growth plans include various digital initiatives across GLCM/GTRF/MSS and Core CMB, cross border strategies and refresh and growth of the CMB Business Banking Business. These plans introduce various RC and FCC risks (ie. cross border, FCC risks, Fraud risks etc.) that require the Compliance teams to be able to advise and risk steward these initiatives. Good communication skills & stakeholder management skills are also attributes we look for. Working and practical knowledge of Regulations (such as Banking Act, Securities & Futures Act/Financial Advisors Act) and/or Financial Crime knowledge are essential

Requirements

**Requirements**:

- Role requires 7+ years of regulatory & FCC compliance experience. FCC knowledge and exposure will be an advantage
- Have good working knowledge of regulations (ie. Banking Act, SFA, FAA)
- Have excellent interpersonal and negotiation skills
- Must be analytical and have a good eye for detail
- Possess strong communication skills both verbal and written
- Able to work under pressure and tight deadlines
- Able to work both as a team player as well as independently

To be considered for this role, the relevant rights to work in Singapore is required.

**You’ll achieve more when you join HSBC.**

Issued by The Hongkong and Shanghai Banking Corporation Limited.