
Compliance Manager
7 days ago
**Role**:
- Work closely with the Company CCO toformulate and implement internal controls and compliance and risk policies and procedures.
- Help manage the risk and compliance matters of the organisation and always ensure compliance with regulatory requirements.
- Ensure the smooth running of the day-to-day operations of the compliance department.
- Any other task as assigned by your supervisor and management.
**Requirements**:
- Bachelor’s degree holder, preferably in a business-related field
- 5-7 years of working experience, preferably from a compliance function in a retail brokerage firm or within the banking/financial services industry
- Knowledge of rules and regulations relating to retail brokerage.
- Ability to speak, read and write in English and Chinese, the latter being required for communication with our counterparts in China
- Team player with excellent interpersonal and communication skills
- Able to work independently with mínimal supervision
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