Compliance, Assessment

2 weeks ago


Singapore Recruitment Intelligence Consultants Limited Full time

-Recruitment Intelligence Consultants Limited
Singapore

Posted 2 hours ago Permanent competitive package- **_Well established international Asset Management Firm_**:

- **_Excellent Career Opportunity_**

Primarily accountable for the Compliance Assessment and Testing.
- Perform testing on targeted assessments and policy reviews to inform the business as to potential regulatory and reputational risks. The compliance themes addressed by these projects include portfolio management, trading practices, accuracy of disclosures, ESG and sustainability initiatives, privacy, and records management.
- Perform testing on targeted assessments and policy reviews to inform the business as to potential regulatory and reputational risks. The compliance themes addressed by these projects include portfolio management, trading practices, accuracy of disclosures, ESG and sustainability initiatives, privacy, and records management.
- Conduct regulatory exam preparedness exercises, including mock exams.
- When needed, collaborate with local compliance teams on actual regulatory examinations and ad hoc investigations into potential misconduct.
- Perform validation testing of regulatory exam and audit findings.
- Complete periodic, transactional and forensic testing.

To be considered, you should be a degree holder in with around 3 to 6 years of experience in compliance, risk, or audit with testing internal controls within financial services industry, ideally with asset management experience. Familiarity with trading systems, ESG data service providers and data analytics tool is a plus. Good communications skills,

Job ID eFC3479



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