Senior Associate, Transaction Surveillance Unit, Group Compliance
2 weeks ago
Business FunctionGroup Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of trust and integrity for all our stakeholders.Responsibilities* Investigate and assess alerts/escalations for potential money laundering risk in the Bank* Ensure efficient identification and monitoring of suspicious activities and transactions, and timely escalation to respective parties where appropriate* Preparing, reviewing, and/or filing Suspicious Transaction Reports (STRs) and ensure timely reporting of suspicious transactions to the authorities* Assist with money laundering related queries or escalation received from business units, compliance units and/or other relevant stakeholders* Liaise with other compliance units and businesses regarding surveillance issues* Participate and assist in transaction surveillance projects* Undertake other ad-hoc duties as and when required, e.g., provide statistics and ensure accuracy of data, extract of documents for audit review* Maintain a current understanding of money laundering and terrorist financing issues, including policies, procedures, regulations, industry best practices, criminal typologies and developing trends* Support Team Leaders/Managers to ensure success and positive outcomes for the team, including (but not limited to) meeting of Team KPI/targets; and providing guidance/mentorship to team membersRequirements* Background in Institutional Banking experience* Degree in any related field* Relevant compliance, risk management or operations experience* Basic computer knowledge (Word, Excel) is essential* Have an eye for details and with good analytical, communication and written skills* Able to work in a fast-paced environment, and resourcefulApply NowWe offer a competitive salary and benefits package and the professional advantages of a dynamic environment that supports your development and recognises your achievements.en
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Singapore DBS Bank Full timeBusiness FunctionGroup Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of trust and...
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Singapore NOMURA SINGAPORE LIMITED Full time**Company overview** **Function Overview**: The AEJ Monitoring and Surveillance Compliance team is responsible to implement systems and controls to detect potential market abuse/misconduct activities as well as internal Compliance policy breaches throughout the Asia-Ex-Japan markets, which includes Singapore, Hong Kong, Taiwan, Malaysia, India, Indonesia,...
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Associate - Compliance Surveillance - Legal
4 days ago
Singapore NOMURA SINGAPORE LIMITED Full time**Company overview** Aon’s Benefit Index®, Nomura’s benefits **rank **#1 **amongst our competitors **Function Overview**: The AEJ Monitoring and Surveillance Compliance team is responsible to implement systems and controls to detect potential market abuse/misconduct activities as well as internal Compliance policy breaches throughout the Asia-Ex-Japan...
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Analyst, Transaction Surveillance
2 weeks ago
Singapore EVO OUTSOURCING SOLUTIONS PTE. LTD. Full time**JOB RESPONSIBILITIES: - ** - Perform fact find and transaction surveillance reviews on suspicious transactions generated from Transaction Monitoring System in accordance with the targeted turnaround time; - Perform peer quality check/review on activities carried out by other analysts as and when required by the supervisors; - Maintain relevant records...
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Vp, Compliance Surveillance and Monitoring
5 days ago
Singapore GIC Investment Full time**Location**: Singapore, SG Job Function: Legal & Compliance **Job Type**: Permanent Req ID: 12961 **Legal and Compliance Department** The Legal and Compliance Department (LCD) manages the legal, regulatory and compliance risks for GIC, and partners with the business to ensure that legal, regulatory and compliance issues and risks are identified,...
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Compliance Manager
5 days ago
Singapore Bank of Singapore Full timeCompliance Manager - Transaction Investigation Unit (AVP) At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides attractive...
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Compliance Manager
2 days ago
Singapore Bank of Singapore Full timeCompliance Manager - Transaction Investigation Unit (VP) At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides attractive...
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Associate, Compliance Surveillance
6 days ago
Singapore Charterhouse-SG Full time**Job details**: - Location: - Singapore- Job Type: - Permanent- Discipline: - Banking & Financial Services- Reference: - BF/XK/ACS/070623C- Posted: - about 1 hour ago- Consultant: - Xuan Kwok- Consultant Phone: - +65 6950 0354**Share this job**: **Job description**: Charterhouse Partnership is currently sourcing for a Surveillance Associate for an...
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Intern, Group Compliance
2 weeks ago
Singapore 3677 Full time**About UOB**: United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia and Thailand, as well as branches and...
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Compliance Manager
5 days ago
Singapore Bank of Singapore Full timeCompliance Manager - Transaction Investigation Unit (VP) At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides attractive...
