Regulatory Reporting

**Team/Function Overview**:
The ICG Regulatory Operations group is a centralized unit within ICG O&T that is responsible for the implementation and oversight of regulatory reporting, including exception management and risk mitigation across swap dealer reporting. The group is responsible for:

- Implementation of new regulatory reporting initiatives and enhancements
- Control and exception management on swap dealer reports
- Industry level advocacy across multiple trade associations
- Partnering across Markets to remediate regulatory issues

**Role / Position Overview**:

- Lead Change Projects in Swap Dealer space, originating from External like Regulatory and Industry changes, or Internal like Business driven or Technology driven with Regulatory impact.
- Coordinate across various change team members across APAC / NAM and EMEA to ensure best practices
- Drive change process by advocating for process improvements of existing processes to reduce manual touch points and increase efficacy and accuracy
- Create, manage and present project documents (e.g. business requirements, status updates, change requests, user acceptance testing); risk & control updates and issue/event summaries to related stakeholders
- Provide regular updates to stakeholders and seniors on progress of project, and ensure delivery adheres to timely, cost and quality expectations.
- Represent Citi in major industry forums; monitor publications from trade associations and regulators to ensure Citi remains complaints with the regulations
- Act as point of contact for APAC (ASIC,MAS,HKMA) Regulatory Reporting
- Ensure ICG Reg Ops procedures and controls adhere to Citi’s Global Risk & Control as well as Global Regulatory Reporting policies
- Conduct data analysis on large data sets to identify root causes of complex issues
- Work closely with colleagues from Operations & Technology, Compliance, Legal, Risk & Control and business unit managers to ensure transparent and aligned objectives
- Support in addressing questions arising from regulators, compliance assurance and internal audit
- Work with the global team lead and reporting peers in the development and execution of a global book of work delivering new regulatory requirements, higher productivity stronger controls and insightful metrics
- Knowledge of any of the APAC Swap Dealer regulatory reports ASIC, MAS, HKMA, JFSA
- 6+ years of previous financial services experience, within: regulatory reporting / capital markets / middle office / OTC derivative products
- Demonstrated experience in the successful implementation of projects, operational process change and improvement, preferably within capital markets operations
- Exposure to SQL/VBA (advanced Excel) is an advantage
- Experience in collecting, defining and documenting business and technology requirements, test plans and other project management artefacts
- Experienced in consulting with project stakeholders, including the skills to facilitate compromises and resolve conflicting requirements.
- Self-motivated, detail oriented well organised with strong verbal and written communication skills
- Working knowledge of related industry practices and standards, and experience in large scale implementations
- **Job Family Group**:
Operations - Transaction Services
- **Job Family**:
Transaction Capture Services
- **Time Type**:
Full time
- Citi is an equal opportunity and affirmative action employer.

Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

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