Current jobs related to Aml Governance Compliance Officer - Singapore - Julius Baer

  • Aml Governance Officer

    2 weeks ago

    Singapore Hays Full time

    Are you someone with an AML background and likes to work in a flat structure? This role is for you **Your new company** You'll be working for a reputable market-leader within the banking industry who is looking to add a new AML Governance Officer to their Singapore office. With an aggressive growth plan and the vision to become a better leader in its...

  • Manager, Aml Governance

    2 weeks ago

    Singapore UOB Asset Management Ltd Full time

    **About UOB**: United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia and Thailand, as well as branches and...

  • Aml Compliance Officer

    4 days ago

    Singapore Hays Full time

    **Your new company** **My client is a reputable foreign bank who is looking for an AML Compliance Officer (Sanctions) to be based in their Singapore flagship office** **Your new role** You are required to update sanctions or transaction screening related policies and procedures, ensure timely review, approval and closing of transaction screening alerts,...

  • Aml/cft Compliance Officer

    11 hours ago

    Singapore Crédit Agricole CIB Full time

    Job description **Business type**: - Types of Jobs - Compliance / Financial Security **Job title**: - AML/CFT Compliance Officer **Contract type**: - Permanent Contract **Job summary**: **Summary** Provide compliance support to the business lines with a focus on AML/CFT and to assist the various product lines in complying with the applicable laws...

  • Aml & Compliance Senior Officer - Compliance Department

    11 hours ago

    Singapore Tangspac Full time

    J - Posted by Jency Chan- Recruitment Consultant My Client is a top tier Chinese Bank, looking for a AML & Compliance Senior Officer. **Role and Responsibilities** - Assist the Head of Compliance in the enhancement of Anti-Money Laundering and Countering Terrorism Financing ("AML") control measures to build a more robust AML framework for the Bank - To...

  • Compliance and Aml Officer

    2 weeks ago

    Singapore eToro Full time

    eToro has created an intuitive Social Trading platform that gives traders and investors access to global stock markets, commodity trading, cryptocurrency trading, and more. We strive to make money management available and accessible to everyone (even to users with no prior experience or knowledge). We have over 33 million users worldwide, and our platform is...

  • AML Compliance Specialist

    2 weeks ago

    Singapore beBeeAmplification Full time $80,000 - $120,000

    Job Title: AML Compliance Specialist">">Responsibilities: Assist in the review and analysis of customer information, conduct risk assessments, and prepare compliance reports.">">Our ideal candidate will have a strong background in AML/KYC, excellent analytical skills, and proficiency in MS Office. Additionally, they should be able to manage cases...

  • Aml and Compliance Manager

    12 hours ago

    Singapore Unlimit Full time

    **_About Unlimit_** **Key Duties and Responsibilities**: - ** Regulatory Compliance Responsibilities**: - Implement and ensure ongoing compliance with the MAS guidelines and regulations and any other relevant payment system regulations, internal controls and procedures. - Prepare and submit compliance reports to the MAS and supervisory authorities. - Stay...

  • Corporate Banking Compliance, AML Compliance Officer

    2 weeks ago

    Singapore OCBC Full time

    Corporate Banking Compliance, AML Compliance Officer Get AI-powered advice on this job and more exclusive features. Who We Are As Singapore's longest established

  • Compliance Officer

    1 week ago

    Singapore DH WEALTH MANAGEMENT PTE. LTD. Full time

    We are seeking an experienced and detail-oriented Compliance Officer to join our team. The successful candidate will be responsible for tracking regulatory developments, supporting policy governance, maintaining regulatory risk assessments, and assisting in the execution of compliance assurance activities as well as the measures put in place to address the...

Aml Governance Compliance Officer

3 weeks ago

Singapore Julius Baer Full time

At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together.

Compliance is part of the Risk, Legal and Compliance Division of Julius Baer and supports the Senior Management in ensuring compliance with external and internal regulations to actively manage operational, regulatory and reputational risks.

The AML Governance Compliance Officer (Governance CO) is responsible for AML Compliance Singapore’s maintenance of AML/KYC related policies and procedures, coordination of audits, management of regulatory submissions, as well as supporting other AML related projects and initiatives.

The Governance CO supports both the BJBS Branch and the Julius Baer Trust Company Singapore (JBTC).

**YOUR CHALLENGE**:
**People **Management**
- Support the CRO and Senior Management of BJBS Branch and JBTC in ensuring compliance with external and internal Regulations in the areas mentioned above and thus actively manage operational, regulatory and reputational risks.
- Part of the AML Governance team of Compliance Officers supporting BJBS Branch and JBTC.

**Client Management (internal & external)**
- Build strong relationships with key stakeholders such as the BJBS Front Office, ACM, Periodic Review, AML Controls and Risk Management teams
- Support the Head of Compliance and the Head of AML to develop and maintain AML/KYC-related policies, procedures and guidelines in line with local regulatory requirements, Group global minimum standards and industry best practices
- Work closely with Head Office to provide inputs on global policy consultation, drive the implementation of global initiatives and ensure various AML reporting requirements are completed
- Manage and coordinate internal and/or external audits
- Assist in handling ad hoc compliance issues relating to policies and procedures, attending to related enquiries from and handling inspection by regulators, auditors (internal and external) and Head Office. This includes coordination and completion of regulatory submissions
- Handle intermediary bank requests
- Work closely with Head Office on sanctions related matters and reviews
- Support the Compliance team in carrying out various reviews such as pre-transaction due diligence reviews, diligence reviews of existing account changes such as addition of signatories, Power of Attorneys

**Business Management**
- Coordinate the reporting of AML/KYC risk information to local risk management and Head Office
- Provide Governance support oversight over the management of high risk clients, including coordination of reporting and annual high risk client reviews with management
- Perform various AML/KYC control tasks to ensure proper and timely execution of AML/KYC Global Minimum Standards and controls
- Provide advice to Front employees, Operations and other Compliance teams on AML/KYC policy, procedure and guidelines
- Participate/lead in projects, process improvement, remediation actions relating to AML/KYC where required

**Regulatory Responsibilities &/OR Risk Management**
- Demonstration of appropriate values and behaviours including but not limited to standards on honesty and integrity, due care and diligence, fair dealing (treating customers fairly), management of conflicts of interest, competence and continuous development, adequate risk management, and compliance with applicable laws and regulations
- Ensure that AML/KYC control issues are properly identified, assessed, escalated and tracked for closure
- Ensure timely assistance and cooperation is rendered to MAS’ and law enforcements’ requests for information.

**YOUR PROFILE**:
**Personal and Social**
- Strong Personality with good organisational skills
- Excellent communication skill
- Ability to effectively manage internal and external stakeholders
- Setting the right priorities and ability to work on multiple assignments at the same time
- A strong sense of responsibility and impeccable integrity
- Strong analytical skills
- Excellent command of spoken and written English

**Professional and Technical**
- At least 5-7 years’ experience in either AML or risk management/control role, preferably in Private Banking or Wealth Management
- A good degree and understanding of the private banking industry and Wealth Management industry
- Strong knowledge of the MAS 626 Notice & Guidelines
- Experience in managing regulatory inspections, external and/or internal audits on AML/CFT issues
- PC proficient: MS Word, Excel, PowerPoint