Financial Crime Compliance Specialist Sg
2 weeks ago
**KEY RESPONSIBILITIES**:
**Transaction Monitoring**
- Conduct review on alert generated from the Transaction Monitoring system within the stipulated timeline using various internal and external system/database and where applicable, raising a “Request for Information” (RFI) to the relevant Business Unit (BUs).
- Summarize, in writing, clear and concise findings of the review. Documenting and narrating the review findings with all supporting documentation within the alert of the Transaction Monitoring system.
- Ensure timely escalation to SG Compliance for suspicious transaction identified in the review via a complete “Escalation Memo”.
- To provide summary report on customer's transactions, including metrics and MI, as requested by SG Compliance or SG FCC.
- Support the retrieval of data for AML investigations by SG Compliance.
- Perform Quality Assurance ("QA”) on alerts to validate that transactions monitoring alerts were adequately reviewed and disposed timely, and potentially suspicious transactions were escalated, as warranted. Identify and support any process change initiatives to increase the efficiency and effectiveness of the transactions monitoring process
**Customer Due Diligence (CDD) and Watch list Management (WLM)**
- Perform 1 st level checks on CDD alerts across all BUs for closure or assignment to BUs for further assessment.
- Create Manual CDD alerts arising from factors that are tracked outside the AML system.
- Perform 1 st level checks for CDD related risk change requests from BU.
- Perform 1 st level checks on daily WLM alerts (Name Screening) and ensure proper disposal of alerts.
- Upload relevant Lists in the AML system for CDD-risk scoring and for Name Screening. Undertake watchlist maintenance, including the uploading &/or removal of entries across various watchlists
**KEY REQUIREMENTS**:
- Bachelor’s degree in Business, Banking & Finance, or related fields
- Min 1 year of work experience, preferably in a financial institution.
- Meticulous and detail oriented, analytical with problem-solving ability
- Good spoken and written communication skills
- Ability to work in a team.
- Able to independently manage volume-based work (i.e. the alerts assigned to be reviewed and disposed timely).
-
Singapore CLSA Full timeOverview Join to apply for the Financial Crime Compliance Manager, Compliance role at CLSA . The Financial Crime Manager will be principally responsible for managing the financial crime prevention function for CLSA SG entities, covering all business lines in Singapore, including, institutional equities, investment banking/corporate finance, equity...
-
Singapore CLSA Global Markets Pte Ltd Full time**Key Areas of Responsibilities**The Financial Crime Manager will be principally responsible for managing the financial crime prevention function for CLSA SG entities, covering all business lines in Singapore, including, institutional equities, investment banking/corporate finance, equity derivatives, FICC, wealth management and asset management. The primary...
-
Singapore ZM Financial Systems Full timeCollaboration = Innovation One leads to the other. At Moody’s, we believe good teamwork gives us an edge. We foster a culture that thrives on diverse perspectives to overcome ever-changing market challenges. Join us and let’s move the world forward together. Department Role/Responsibilities - The Financial Crime Compliance Specialist is responsible...
-
Senior Financial Crimes Specialist
1 week ago
Central Singapore Emprego SG Full time**Location** Singapore, Central Singapore **Job Type** Permanent **Salary** $7,067 - $17,945 Per Month **Date Posted** 37 minutes ago Additional Details **Job ID** 13607 **Job Views** 1 Roles & Responsibilities The Senior Financial Crimes Risk Management (FCRM) Specialist reports to the Deputy Head of Financial Crimes and supports the regional...
-
Financial Crime Compliance Analyst Sg
1 week ago
Singapore CIMB Group Full time**SG CMP List Management Clean-up Exercise** - To work with Financial Crime Compliance (FCC) team on the review of entries in the Blacklist in accordance with the checklist developed by FCC. - To conduct checks in the Bank’s Core Banking systems and open sources (as applicable) to determine if the entry in the Blacklist remains risk-relevant. - To document...
-
Financial Crime Compliance Mlro
1 week ago
Singapore The Edge Asia Full timeOur client is a reputable foreign financial institution with a strong presence regionally. An exciting opportunity has come up for a Senior Financial Crime Manager to sit within the wider APAC compliance team. The role will have a broad coverage of corporate investment banking, private wealth and asset management entities. You will report into the Regional...
-
Global Financial Crimes Compliance Professional
2 weeks ago
Singapore beBeeCompliance Full timeFinancial Crimes Compliance Specialist We are seeking a skilled Financial Crimes Compliance Specialist to join our team. The ideal candidate will have a minimum of 5 years of experience in financial crimes compliance and/or core compliance, with a proven track record of performing compliance testing and assurance processes or internal/external audits. ...
-
Financial Crimes Compliance Professional
1 week ago
Singapore beBeeCompliance Full time $80,000 - $120,000Financial Crimes Compliance Specialist Role Overview">This position requires a skilled professional with expertise in financial crimes compliance. Key responsibilities include ensuring adherence to regulatory requirements, conducting risk assessments, and implementing effective control measures.The ideal candidate will have a strong background in financial...
-
Financial Crime Specialist
7 days ago
Singapore beBeeFraud Full timeFinancial Crime Specialist Role Overview We are seeking an experienced Financial Crime Specialist to assist in the prevention and detection of fraudulent activities. In this role, you will be responsible for: Investigating and resolving customer complaints related to unauthorized transactions Supporting Anti-Money Laundering (AML) monitoring efforts by...
-
Financial Crime Specialist
7 days ago
Singapore beBeeFraud Full timeFinancial Crime Specialist Role Overview We are seeking an experienced Financial Crime Specialist to assist in the prevention and detection of fraudulent activities. In this role, you will be responsible for: Investigating and resolving customer complaints related to unauthorized transactions Supporting Anti-Money Laundering (AML) monitoring efforts by...
