Risk and Compliance Associate

8 hours ago

Singapore CAPITAL GOVERNANCE (S) PTE. LTD. Full time

**Capital Governance (S) Pte Ltd **is an advisory group which provides a comprehensive range of Governance, Risk Management and compliance (GRC) solutions aimed at assisting our clients in enhancing their overall GRC capabilities, one of the most critical areas of operations in an increasing complex business world.

We are one of the most established GRC advisory practices in Singapore serving a range of sectors from government to financial institutions to public listed and large private companies. Our business portfolio is Asia-focussed, with significant projects in and beyond Singapore.

We are also rapidly growing our Sustainability practice, being the first Singapore-based advisory firm to be awarded to certified training partnership with GRI.

Our people are our primary assets, in addition to all our clients, and we endeavour to build exciting career opportunities for our team of advisors as one of our key missions.

CAPITAL GOVERNANCE is part of the **Foo Kon Tan LLP group **one of the most established full-service public accounting firms in Singapore founded in 1968. Foo Kon Tan LLP is a member firm in the global accounting network **HLB International Ltd **which has a presence in 157 countries, 1030 offices and served by some 38,000 professionals.

**YOUR ROLE**:
We are actively hiring and would like to invite highly motivated high-achieving professionals with relevant experience to join our team in **Risk and Compliance, Sustainability.
Together with our professional team of advisors, you will be handling risk and compliance work in various roles depending on your expertise and experience.

You will play an integral role as member of the team that will provide support in project delivery and advisory with a high client engagement focus.

Our advisors are recognised by our clients as of the best-trained team of advisors and we pride ourselves on providing one of the most progressive working environments.

**JOB SCOPE**:

- Develop client advisory reports for presentation to senior management and Boards
- Facilitate and perform compliance audit fieldwork and review
- Analyse risk and compliance environments and processes to identify opportunities for improvement
- Develop and maintain detailed operational policies, procedures and processes
- Develop external client publications in Sustainability
- Develop and deliver client training Active engagement with regulatory agencies to contribute to improving risk and compliance practices

**ACADEMIC REQUIREMENTS**:

- Degree in Legal, Banking & Finance, Accountancy, Business Management or related discipline
- ICA Diploma in Compliance / AML or ACAMS certification or similar would be an added advantage
- Knowledge of Singapore financial regulations such as Banking Act/Financial Advisers Act/Securities and Futures Act
- Capital Markets and Financial Advisory Services (CMFAS) Examinations passes (Modules M5, M6, M6A, M8, M8A, M9, M9A)
- Experience in risk and compliance work in Singapore, especially in banks or capital market services licensees, licensed financial advisers would be an advantage. Excellent interpersonal, English communication and writing skills

**ATTITUDINAL REQUIREMENTS**:

- Internationally oriented professional
- Analytical, self-driven, independent and yet a good team player.
- Excellent interpersonal, communication and presentation skills.

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