Operations Associate
1 week ago
**Introduction**
Operations has diverse responsibilities, including correctly settling and recording millions of transactions per day, identifying and mitigating all operational risks, developing strong client relationships and partnering with technology to enhance our productivity. Throughout, the Operations department continually seeks ways to improve while actively supporting the development of new businesses, structures and markets.
**Background on the Position**
This position is in strategic support of Clearing Operations functions, these include but may not be limited to Purchase and Sales, Settlements, Corporate Actions, and Custody Operations. This role will consist of executing manual validation of core clearing operations processes, validation of corporate actions elections, dividend event announcement details, settlement economics, trade cancel/corrects, etc. Asset classes include equities, bonds and Futures & Options in various exchanges as well as mutual funds and structured products.
**Responsibilities**
- Work closely within the team and our vendor to ensure daily processes are completed accurately and in a timely manner.
- Identify areas for process improvement and/or risk controls.
**Qualifications**
- Diploma with 2-3 years of relevant experience.
- General knowledge of all major asset classes (equities, fixed income, mutual funds, options) and their associated data elements.
- Exceptional decision making and critical thinking competencies.
- Analytical, interpersonal, communication (written, verbal, and technical), presentation, negotiation and problem-solving skills.
- Possess solid knowledge of Microsoft office products, especially Excel.
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