Assistant Compliance Officer

**Roles & Responsibilities** - Legal and compliance officer required to assist in day to day compliance functions of private credit fund manager (US$3bn+ AUM) with offices in Singapore, Hong Kong and Australia - Assist in developing and maintaining suite of policies and procedures to ensure compliance with the fund management licensing regimes in Singapore...

Position DescriptionAs a member of the Singapore Compliance team reporting to the Head of Compliance, Singapore, and with further support from head office, the incumbent will have the exciting opportunity to be given broad Compliance mandate which extends to a number of licensed entities in Singapore and multiple business lines, including, institutional cash...

Overview Join to apply for the Senior Compliance Officer, Compliance role at CLSA . The Senior Compliance Officer will report to the Head of Compliance Singapore and is a generalist role with a broad Compliance mandate spanning multiple licensed entities in Singapore and multiple business lines, including institutional cash equities sales and trading,...

**About the Company** Apex Group Ltd, established in Bermuda in 2003, is a global financial services provider. With over 50 offices worldwide and 10000+ employees, Apex delivers a full suite of services to asset managers, capital markets, family offices and corporates. Apex administers over $1.1 trillion in assets globally. **Key responsibilities** -...

The Compliance Officer supports the implementation of controls, compliance checks and compliance processes. He/ She executes tasks according to procedures to ensure regulatory compliance across the organisation, and escalates any issues to relevant parties where needed. He/ she assists with keeping compliance processes updated and conducting research and...

Our client is an law firm with main offices in Singapore, London, Paris, Hong Kong, etc. Area of expertise includes finance, marine and international trade, commercial litigation, etc. Our client is looking to hire a Compliance Officer, to play a key role in the Legal and Compliance team, supporting the Head of Compliance to identify and achieve compliance...

Blockfort Pte Ltd is part of the Coinweb group, is expanding our Global compliance Team. The position is compliance officer, based in Singapore for Blockfort; you’re responsible for ensuring a company complies with its outside regulatory requirements and internal policies. In short, you're responsible for making sure that your employer plays by the rules...

Roles & Responsibilities Job Descriptions & Responsibilities: Identify, prioritize, assessment, monitoring, control and reporting of compliance risk on quarterly basis Investigating, rectifying and reporting on breaches of legal and regulatory requirements Liaising with regulators in relation of regulatory matters Develop and implement compliance...

We are seeking an experienced and detail-oriented Compliance Officer to join our team. The successful candidate will be responsible for tracking regulatory developments, supporting policy governance, maintaining regulatory risk assessments, and assisting in the execution of compliance assurance activities as well as the measures put in place to address the...

Job Descriptions & Responsibilities:Identify, prioritize, assessment, monitoring, control and reporting of compliance risk on quarterly basisInvestigating, rectifying and reporting on breaches of legal and regulatory requirementsLiaising with regulators in relation of regulatory mattersDevelop and implement compliance program/checklistEnsure...