Financial Crime Compliance Officer VP
5 days ago
Financial Crime Compliance Officer VP – Nomura Function Overview Nomura operates in a complex regulatory environment and the role of the Compliance department is to ensure that the Firm operates in accordance with the applicable laws and regulations of the exchanges and regulators. The Compliance department also works with all levels of the Firm to assist in the development and maintenance of a strong compliance culture and to support the embedding of appropriate behaviours within the firm's operating practices. The department provides cover for each of the main businesses – Global Markets, Wealth Management and Investment Banking/Research – where the Financial Crime Compliance ("FCC") team ensures the effective implementation of the Anti‐Money Laundering ("AML") and Counter‐Financing of Terrorism ("CFT") compliance regime in Nomura for its non‐Japan Asia Pacific offices. Responsibilities Ensure that the AEJ Wholesale business is in compliance with the applicable financial crime legislations, rules or regulations. Be the key point of contact in providing advice to the Wholesale departments Front Office, Senior Management and stakeholders on transactions and clients. Liaise with regional or global compliance team members on financial crime‐related matters including new legislations, rules or regulations. Review and draft relevant FCC policies, procedures and guidelines covering AML / CTF & Sanctions in line with legislations, rules and regulations. Review and analyse due diligence information on new and existing clients in accordance with the AML Policy. In particular review and approve politically‐exposed persons or high risk accounts. Deliver appropriate training and communication to Wholesale business and stakeholders on financial crime issues. Conduct enhanced due diligence and liaise with external investigative firms on investigation reports where appropriate. Review challenging onboarding issues and make appropriate recommendations to the Head of Financial Crime Compliance, AEJ, and Senior Management regarding onboarding or maintaining an existing relationship. Ensure that suitable recommendations and appropriate controls are put in place in circumstances where there are higher financial crime or reputational risks. Conduct quality assurance and sample testing on client accounts and other FCC related controls/processes. Review and advise on other financial crime related matters including Anti‐bribery and Corruption (e.g. Gift and Entertainment escalations) and Sanctions. Review any suspicious activities or transactions and assist the Money Laundering Reporting Officer ("MLRO") of STR filing with the relevant authorities where necessary. Liaise with audit and regulators on any financial‐crime related issues. Prepare and present management information in relation to Wholesale AML/CFT issues for senior management and key stakeholders. Participate in regional or global projects or initiatives as required as a result of change in legal or regulatory requirements and/or expectations and new business strategies. Assist Head of Financial Crime Compliance, AEJ, and MLROs in liaising with Internal Audit and regulators on relevant Wholesale related FCC matters. Requirements University‐level Degree in a relevant discipline (Finance, Accounting, Business, Legal). Minimum 7 years experience in a Financial Crime Compliance role within the Global Markets and Investment Banking division of an institutional
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Financial Crime Compliance Officer VP
1 week ago
Singapore Nomura Holdings, Inc. Full timeFinancial Crime Compliance Officer VP Job Code: 11811 Country: SG Skill Category: Compliance Company overview Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its...
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Financial Crime Compliance Officer VP
7 days ago
Singapore Nomura Holdings, Inc. Full timeFinancial Crime Compliance Officer VP Job Code: 11811Country: SG Skill Category: Compliance Company overview Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its...
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Financial Crime Compliance Officer VP
7 days ago
Singapore Nomura Singapore Limited Full timeCompany overview Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Wealth Management, Investment Management, and Wholesale (Global...
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Financial Crime Compliance Officer VP
1 week ago
Singapore Nomura Singapore Limited Full timeCompany overview Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Wealth Management, Investment Management, and Wholesale (Global...
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Financial Crime Compliance Officer VP
2 weeks ago
Singapore Nomura Holdings, inc. Full time $120,000 - $240,000 per yearCompany overviewNomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Wealth Management, Investment Management, and Wholesale (Global...
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Financial Crime Compliance
2 days ago
Singapore Chris Consulting Pte Ltd Full time**Financial Crime Compliance Manager** (Associate Director/VP level) **Responsibilities**: - Responsible for financial crime function for Singapore’s branch, covering all business lines in Singapore. - Acts as the MLRO and managing AML/CFT & for S’pore’s entities and monitoring of all business relationships and client transactions. - Examines...
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Singapore Nomura Holdings, Inc. Full timeA global financial services group is seeking a Financial Crime Compliance Officer VP in Singapore to ensure compliance with financial crime regulations and provide advisory services to the Investment Banking and Global Market departments. The ideal candidate will have a minimum of 7 years of experience in Financial Crime Compliance and a university-level...
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Singapore WilsonHCG Singapore Pte. Ltd. Full timeA leading global investment management firm is looking to hire financial crime compliance AVP/VP. You will be responsbile for the following - You are the first point of contact for financial crime risk. - You will support the business unit's financial crime obligations and implement the bank's Anti-Money Laundering (AML), Counter-Terrorist Financing (CTF),...
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Vp, Financial Crime Compliance Officer
6 days ago
Singapore Nomura Asia Full time**JOB DESCRIPTION** **Job title**:Financial Crime Compliance Officer **Corporate Title**: Vice President **Department**: Compliance **Location**:Singapore **Company overview** **Department overview**: Nomura operates in a complex regulatory environment and the role of Compliance department is to ensure that the Firm operates in accordance with the applicable...
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Vp, Financial Crime Compliance
2 weeks ago
Singapore Ashford Benjamin Ltd. Full timeAshford Benjamin are supporting a leading investment firm who have an excellent reputation in the market globally. Due to business expansion, there is a new Financial Crime headcount which will sit part of their compliance function. Reporting into the Compliance Director for Asia, the jobholder will be responsible for APAC-wide financial crime matter, which...
