Compliance and Risk Manager

1 week ago

Singapore Fraxtor Singapore Full time

Get AI-powered advice on this job and more exclusive features.
The Compliance and Risk Manager is a key member of the team, responsible for implementing robust policies and controls to ensure full adherence to statutory requirements and the licensing conditions of the Company’s Capital Markets Services Licence (CMSL).
Key Responsibilities
Serve as an ambassador of the Compliance and Risk Management function, fostering a culture of compliance and risk awareness across the Company.
Act as the primary stakeholder for licence applications, business plan updates, and regulatory submissions.
Maintain regulatory compliance in Singapore through direct regulatory liaison, timely reporting, and accurate filing.
Monitor, review, and continuously improve the Compliance Programme, identifying and addressing gaps to align with internal policies and statutory guidelines.
Collaborate with stakeholders to identify compliance gaps within business processes, recommend remediation strategies, and oversee the execution of remediation plans.
Review product documentation prior to listing to ensure regulatory compliance, adherence to investment structure and the inclusion of appropriate legal safeguards.
Review contracts, agreements and other legal documents to ensure compliance with regulatory requirements and internal policies.
Keep Senior Management and the Board of Directors informed of material risk and compliance issues as well as the evolving regulatory landscape.
Represent the Singapore office in platform development, system configuration discussions, and user acceptance testing (UAT), ensuring compliance considerations are integrated into technology and product design.
Opportunities in this Role
Play a leading role in advancing the Company’s mission to democratize real estate investment.
Gain deep expertise in real estate investment structures, tokenization technology, and the evolving regulatory landscape.
Engage with regulators to shape understanding of the Company’s innovative product structures and technology, embedding compliance at the heart of product development.
Candidate Profile
A driven professional with a proactive mindset, strong problem-solving ability, and a commitment to continuous learning.
Excellent communication and organizational skills.
Bachelor’s degree (with good Honours) in Finance, Law or related discipline.
Professional background in fintech, private equity, or fund management, with a focus on legal and compliance.
Strong working knowledge of MAS regulations, the Securities and Futures Act, and AML/CFT requirements.
5–8 years of professional experience, including at least 2 years in a regulatory compliance role.
Direct experience liaising with regulators.
Open only to Singapore Citizens and Permanent Residents.
Seniority level
Mid-Senior level
Employment type
Full-time
Job function
Finance and Sales
#J-18808-Ljbffr

  • Senior Manager

    1 week ago

    Singapore Office of Risk Management and Compliance Full time

    **Posting Start Date**:21/01/2025 About ORMCThe Compliance, Data & Technology Risk unit of NUS Office of Risk Management and Compliance (“ORMC”) is seeking a highly skilled and experienced Compliance professional to oversee compliance risk management initiatives. The role is responsible for ensuring that the university is aware of and adheres to all...

  • Risk & Compliance Manager

    2 weeks ago

    Singapore MANDAI NATURE INTERNATIONAL LTD. Full time

    Overview The Risk & Compliance Manager will actively drive the implementation of the company's Risk Management Framework to support business and strategic goals, including adherence to essential legislative and regulatory standards. The job holder should be an experienced risk and compliance professional who is able to strike a good balance between...

  • Risk & Compliance Manager

    4 days ago

    Singapore First Plus Full time

    We’re looking for a Manager/AVP/VP level Risk & Compliance officer to join our fast-growing team. This would be a unique opportunity for a compliance or risk professional to work on a board range of regulatory risk and compliance related issues of the fund management business. **Key Responsibilities Include** - Monitor regulatory developments and...

  • Risk & Compliance Manager

    22 hours ago

    Singapore EXCLUSIVE NETWORKS ASIA PTE. LTD. Full time

    DUTIES AND RESPONSIBILITIES This role reports to the Global Risk & Compliance Director who is based in Paris, France. Exclusive Networks’ Risk and Compliance Group department is in charge of the global Compliance programs, in particular drive the Corruption prevention program to strengthen its roll-out and control its effectiveness across the...

  • Risk & Compliance Manager

    4 days ago

    Singapore MANDAI NATURE INTERNATIONAL LTD. Full time

    The Risk & Compliance Manager will actively drive the implementation of the company's Risk Management Framework to support business and strategic goals, including adherence to essential legislative and regulatory standards. The job holder should be an experienced risk and compliance professional who is able to strike a good balance between ensuring risks are...

  • Risk and Compliance Manager

    22 hours ago

    Singapore FNZ Full time

    Role Description This position is located within our Singapore office and will have responsibility in the day-to-day risk and compliance activities of the Singapore business. The key objective of this role is to ensure the risk and compliance obligations are met and run in an efficient, effective and consistent manner. Specific Role Responsibilities This...

  • Risk & Compliance Manager

    1 week ago

    Singapore KINERGY CORPORATION LTD. Full time

    Develop and enhance compliance policies and procedures to comply with regulatory requirements - Develop risk management strategies - Support the group’s business in Singapore & work closely with Legal, Compliance & Risk Management teams - Dealing and being the point of contact for the regulators - Reporting on compliance - Conduct compliance risk...

  • Risk and Compliance Manager

    2 days ago

    Singapore PROTIVITI PTE. LTD. Full time

    POSITION: Risk and Compliance ManagerREPORTS TO: Risk and Compliance DirectorLOCATION: SingaporeABOUT PROTIVITI SINGAPORE The Protiviti Career provides opportunity to learn, inspire and advance within a collaborative and diverse company culture. We hire curious people for whom learning is an everyday activity. We fuel your curiosity with challenging...

  • Compliance and Risk Manager

    4 weeks ago

    Singapore Dover Park Hospice Full time

    Roles & ResponsibilitiesDover Park Hospice is on an inspiring journey of growth and transformation. As we adopt new systems, enhance our processes, and discover more effective ways of working together, we are committed to creating an even more compassionate and supportive space for our patients and their loved ones. If you're someone with a heart for care...

  • Risk and Compliance Manager

    1 day ago

    Singapore PROTIVITI PTE. LTD. Full time $90,000 - $120,000 per year

    POSITION: Risk and Compliance Manager REPORTS TO: Risk and Compliance Director LOCATION: Singapore ABOUT PROTIVITI SINGAPORE The Protiviti Career provides opportunity to learn, inspire and advance within a collaborative and diverse company culture. We hire curious people for whom learning is an everyday activity. We fuel your curiosity with...