Senior Compliance Manager

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Senior Compliance Manager
role at
Alta Exchange
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Join to apply for the
Senior Compliance Manager
role at
Alta Exchange
We're Building the Future of Capital Markets;
enabling entrepreneurship, job creation, financial inclusion, and economic resilience
As Asia's largest licensed digital securities exchange for alternative investments, Alta is at the forefront of building critical capital market infrastructure. We believe that access to capital markets are pivotal in all economies, we recognize that our role in building this critical infrastructure goes beyond facilitating trades; it paves the way for entrepreneurship, job creation, financial inclusion, and economic resilience, fostering a brighter future for emerging markets and economies.
Empowering Private Markets : Through our Digital Exchange, we enable the tokenization and digital custody of alternative assets. This end-to-end solution simplifies and expedites the trading of smaller asset blocks, ultimately facilitating access and liquidity in private markets.
Innovative Financial Ecosystem : Our journey has seen us transition from securities trading and distribution of comprehensive products, including equities, private credit, funds, and asset-backed securities ("ABS") (representing Real World Assets ("RWA") like whiskies, wines, art, watches, and real estate) to include fund management and digital custody services.
As the only integrated securities exchange, brokerage, and fund management group with the necessary regulatory licenses and a proven track record in Southeast Asia, we are actively exploring new channels and partnerships to extend our impact to entrepreneurs and investors globally.
Established in 2016 and headquartered in Singapore, Alta operates offices globally. We welcome energetic and creative individuals to be part of this ambitious journey with us.
About The Role
We are looking for a
Senior Compliance Manager
to join our team in Singapore. This role will be responsible for our compliance function, ensuring that all operations and business activities adhere to regulatory requirements and internal policies.
Some Of The Key Responsibilities Include
Oversee compliance across Alta Group businesses in Singapore and Malaysia.
Refine, structure and manage and continually improve compliance activities, including monitoring, governance, compliance policies, programs, and reporting
Lead and/or contribute to company projects and initiatives involving regulatory compliance.
Keep track of key regulatory changes and work with stakeholders to advise relevant business divisions on the impact on businesses.
Provide regulatory advice to the Group
Participate in compliance risk assessments(including AML), reporting, reviews, testing, and provide compliance comments/advisory.
Update compliance related documents to reflect latest rules and regulations, industry best practices, and changes to MAS regulations, data protection laws, etc.
Build and develop compliance policies includingAML/CFT Sanctions Policy, Data Protection Policy, and Anti-Corruption &Bribery Policy, Work with the Legal Counsel in all MAS matters, coordinating regulatory inspections, preparing reports, and handling regulatory inquiries, attending to external audit, compiling Suspicious Transaction Reports ("STRs"),etc.
Conduct regular and timely compliance training for all staff.
Communicate with key internal and external stakeholders including regulators, auditors, vendors, etc.
About You
At least 5 years of relevant experience in compliance or related functions
Knowledge and understanding of financial markets.
Familiarity with Singapore regulations and requirements.
Experience working for a smaller fintech or startup - this role spans across a lot of areas and the candidate will need todeal with ambiguity.
Detail-oriented with the ability to multitask and meet deadlines with minimal supervision
Strong team player who is highly motivated, independent and with strong interpersonal skills.
Keen interest and understanding in cryptocurrency, blockchain technology and digital assets
Quality focused with a passion for continuous improvement in process and procedures
If you are interested, please send your resume to

a.exchange
Seniority level
Seniority level Mid-Senior level
Employment type
Employment type Full-time
Job function
Job function Legal
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