Senior executive/manager, business compliance

3 weeks ago


Singapore Maybank Singapore Full time

Senior Executive/Manager, Business Compliance & Governance JOB DESCRIPTION You will be responsible for ensuring that business units within CFS comply with all relevant regulatory requirements, and work closely with all business units to identify and mitigate any potential compliance risks.JOB RESPONSIBILITIES Develop and implement compliance policies and procedures Monitor and review CFS business unit's compliance with regulatory guideline with internal policies Maintain effective working relations between Compliance and internal stakeholders Provide solutions on governance related issues and processes on new initiative Keep up to date with changes in regulatory and ensure that the bank's policies and procedures reflect those changes Serve as a pre-emptive role in providing analysis on sales and infractions trending report Review KRI breaches for Premier Conduct product governance review Guide business units on performing remedial actions and mitigation of potential risks Ensure all necessary controls and methodologies are in place for an effective control system Conduct review and assessment to ensure the bank is meeting regulatory requirement Ensure quality and timely submission of ops risk tools for business Oversee sales advisory framework to ensure compliance with regulatory and internal policies Identify and share potential risks with key stakeholders Work closely with all business units to ensure that they are aware of and compliant with relevant regulations and policies Prepare reports and presentations on compliance and governance matters for key stakeholders Provide guidance and support to all employees on compliance and governance matters JOB SKILLS ComplianceRegulatory-ComplianceGovernanceRisk-ManagementJOB REQUIREMENTS Recognized bachelor degree in Business, Banking and Finance 3-5 years' experience in capital market products, structured products and derivatives, and wealth management preferably Strong analytical and implementation skills, demonstrated ability to effectively manage multiple tasks and drive change across a complex organization and multiple stakeholders A team player with a positive attitude, professionalism and a strong work ethic with high level of integrity and ethics Familiar with wealth management standards, services, products, processes, end-to-end workflow and operations Familiar with compliance, controls, risk management and banking operations Knowledge in capital market products, structured products and derivatives #J-18808-Ljbffr



  • Singapore Executive Access Full time

    Chief Compliance OfficerAt Executive Access, we are seeking a seasoned Chief Compliance Officer to lead our global compliance program. As a key member of our team, you will be responsible for ensuring that our firm operates in compliance with all relevant regulations and laws.Key Responsibilities:Develop and implement a comprehensive compliance program that...


  • Singapore IQ EQ REGULATORY COMPLIANCE Full time

    Job Description Manage a portfolio of clients Provide advisory and consultancy services to clients Submit and/or review regulatory filings and notifications Liaise and correspond with MAS and auditors Periodic compliance reporting to senior management or board of directors Provide or review compliance manual Provide or review compliance checklists,...


  • Singapore Link Compliance Full time

    About the RoleWe are seeking a highly skilled Senior E-commerce Merchandising Strategist to join our team at Link Compliance. In this role, you will play a crucial part in developing and executing key merchandising initiatives, strategies, and business priorities.


  • Singapore Space Executive Full time

    Our client is a dynamic, high-growth fintech company headquartered in Singapore with a significant and expanding regional presence across Southeast Asia. Known for its innovative approach to digital payments, lending, and consumer financing solutions, this company is a market leader poised for continued growth and development. Role Overview: We are seeking...


  • Singapore Executive Access Full time

    Job Title: Chief Compliance Officer At Executive Access, we are seeking a highly skilled and experienced Chief Compliance Officer to join our team. As a key member of our organization, you will be responsible for managing and implementing our global compliance program, ensuring that our firm operates in accordance with all relevant laws and regulations. Key...


  • Singapore Link Compliance Full time

    Job DescriptionWe are seeking a highly skilled Senior E-commerce Merchandising Strategist to join our team at Link Compliance. This role is ideal for an experienced professional who can develop and execute effective merchandising strategies to drive sales growth and enhance the shopping experience.Key Responsibilities:Develop site merchandising strategies...


  • Singapore Link Compliance Full time

    Job OverviewLink Compliance is seeking an experienced Business Development Manager to spearhead the growth of our rotating equipment solutions in diverse markets. This role requires a strong understanding of the pump and compressor market, as well as excellent sales and business development skills.About the RoleThis is a challenging opportunity for a...


  • Singapore Compliance Wise Full time

    Job Title Regional Legal Counsel & Compliance Business Partner, Roche Diagnostics Asia Pacific (APAC) Regional Legal Counsel & Compliance Business Partner, Roche Diagnostics Asia Pacific (APAC) Role and Responsibilities Supports all legal and compliance business matters pertaining to the APAC region Provides a variety of general corporate and commercial...


  • Singapore Compliance Wise Full time

    Job TitleRegional Legal Counsel & Compliance Business Partner, Roche Diagnostics Asia Pacific (APAC)Regional Legal Counsel & Compliance Business Partner, Roche Diagnostics Asia Pacific (APAC)Role and Responsibilities Supports all legal and compliance business matters pertaining to the APAC region Provides a variety of general corporate and commercial legal...


  • Singapore Link Compliance Full time

    Job DescriptionOur company, Link Compliance, is seeking a highly skilled Senior Quality Assurance Manager to lead our QA team in ensuring the quality of our regulatory-compliant, enterprise infrastructure for the digital capital markets.About UsWe are a leading provider of innovative solutions for the financial industry, and we are committed to delivering...


  • Singapore Executive Access Full time

    Chief Compliance Officer - Private Equity - SEC Licensed entity - Global Coverage My client is an international private equity firm with a global presence. Due to expansion, they are seeking a senior director with expertise in SEC regulations and a strong background working in Private Equity firms to join them in a Global Compliance role. Please note that...


  • Singapore STRAITS FINANCIAL SERVICES PTE. LTD. Full time

    Senior Compliance Executive Singapore Headquartered in Singapore with presence in the United States and Indonesia, Straits Financial serves as the financial services arm of the CWT Group, a global leading provider of integrated logistics and financial services. We provide a fully-integrated service for our clients to access the financial and commodity...


  • Singapore Link Compliance Full time

    Job Title: Senior Frontend Software EngineerWe are seeking an experienced Senior Frontend Software Engineer to join our team at Link Compliance in Singapore.Company Overview:Link Compliance is a software company dedicated to providing innovative solutions for businesses.Estimated Salary: $120,000 - $180,000 per annum, depending on experience.Job...


  • Singapore Link Compliance Full time

    At Link Compliance, we are seeking a highly skilled Regional Sales Business Development Manager to join our team. This exciting opportunity offers a competitive salary of $120,000 per annum, commensurate with experience and qualifications.About the RoleThis is a dynamic position that will be responsible for driving business growth through strategic...


  • Singapore Executive Access Full time

    You will be required to Manage and implement all aspects of the firm's global compliance program, including an internal compliance team and third party compliance analysts. Assessing and responding to time-sensitive compliance-related inquiries from the senior leadership team, the legal and compliance team, the investor relations team, the operations team,...


  • Singapore Link Compliance Full time

    Job SummaryThe Technical Sales Representative position at Link Compliance is a rewarding opportunity for a skilled professional to develop relationships with customers, grow accounts, and promote our products and services in the APAC region.About the RoleCultivate new sales prospects and customer opportunities to achieve sales growth by identifying and...


  • Singapore Executive Access Full time

    Job OverviewAt Executive Access, we are committed to excellence in our global compliance program. We are seeking a highly skilled and experienced Chief Compliance Officer to join our team.


  • Singapore STRAITS FINANCIAL SERVICES PTE. LTD. Full time

    Roles & ResponsibilitiesSenior Compliance ExecutiveSingaporeHeadquartered in Singapore with presence in the United States and Indonesia, Straits Financial serves as the financial services arm of the CWT Group, a global leading provider of integrated logistics and financial services. We provide a fully-integrated service for our clients to access the...

  • Senior sales manager

    3 weeks ago


    Singapore PARK Senior Villas Chandler Full time

    We are looking for Senior Sales Managers for our client in Singapore! Our Client is a leading technology events company, specializing in organizing and delivering world-class conferences, exhibitions, and networking events. Their mission is to connect industry professionals, innovators, and thought leaders, facilitating knowledge exchange and business...


  • Singapore Link Compliance Full time

    Job DescriptionWe are seeking an experienced Senior Digital Asset Backend Developer to join our team at Link Compliance. This role will play a crucial part in designing, implementing, and maintaining the backend layers of our digital asset custody platform.About the RoleWe are looking for a skilled developer with expertise in backend development,...