Course | C&ORC Business Control Assurance SOX Tester
3 weeks ago
Job title:
C&ORC Business Control Assurance SOX Tester /Auditor
Company:
UBS
Job description : Business DivisionsGroup Functions
Your role
Do you have a knack for SOX Audit? Are you at your best when supporting others? We’re looking for someone like that to:
perform Design Effectiveness (DE) and Operating Effectiveness (OE) testing as per internal methodology to agreed deadlines
maintain high quality testing documentation
address and clear any review points raised through Quality Assurance (QA) review in a timely manner
escalate any potential testing issues / exceptions to appropriate teams and record issues in the issues logs timely and accurately
support Control Owners, onshore Process Owners and Operational Risk Controllers in understanding reported control deficiencies and related risks
provide timely updates to the testing progress status tracker and stream leads
share and maintain knowledge
Your team
You’ll be working in Compliance & Operational Risk Control (C&ORC) Business Control Assurance team in Singapore. C&ORC Business Control Assurance is part of the Group Compliance & Regulatory Governance (GCRG) function that provides an independent assessment of the design and operating effectiveness of SOX controls.
Your expertise
You have
3+ years of experience in operational controls, financial reporting controls or internal control areas (preferably within the financial services industry or professional services firms)
University degree or equivalent qualification (preferably Accounting, Finance or similar)
Experience performing tests of controls including SOX specific testing (preferable)
Very good written and spoken English
ACCA/CIA or equivalent audit or accounting qualification would be an asset.
You are
Strong at organising skills, especially in planning and record keeping
Strong at analytical, problem-solving and synthesizing skills
Good at people skills and the ability to work in a diverse team and build relationships with people who you are reviewing/testing
Good at enabling effective interaction with key stakeholders through tenacity and diplomacy
Having excellent closure skills
Result-oriented and assertive (you don’t shy away from challenging situations)
Known for hitting deadlines
About us
UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors. We have a presence in all major financial centers in more than 50 countries.
Expected salary :
Location : Singapore
Job posting date : Sat, 06 Jul 2024 04:45:57 GMT
Apply for the job now
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