Business compliance manager m/f
1 month ago
Reporting to the Chief of Staff, the Business Compliance Manager (“BCM”) ensures the overall management of risks of Wealth Management activities of the Singapore Branch. This includes identifying, assessing, mitigating and monitoring regulatory, reputational, operational risks and other risks applicable to the Front Office. You will have the opportunity to support the below tasks, but not limited to: Support Front Office (Relationship Managers and Client Service Officers) in performing the KYC review for the onboarding of new clients including but not limited to: Assessing and mitigating screening hits; Extracting additional Compliance reports (e.g., name screening details or Company registry searches); Analyzing and supplementing the source of wealth and source of revenues to ensure that these are plausible and sufficiently corroborated; Escalating to relevant stakeholders including Compliance and Market Heads for inputs and feedback. Provide preliminary advice to the Front Office for new prospects by identifying and reviewing potential risks of prospects and liaising with relevant departments for guidance. Support Front Office in performing the AML Periodic Account Review where required. Provide guidance, training and sharing best practices with Front Office to improve the overall quality of the KYC. Understand the various Risk related directives and policies (e.g., AML/Sanctions, Regulatory, Cross-border, Commercial Strategy, Credit, Legal, HR, etc.) of the Bank and regulatory requirements and ensuring proper application and compliance by the Front Office. Ongoing monitoring of outstanding actions required by the Front Office (e.g., AML cards, AML transaction/screening alerts, Documentation items, etc.). Implementing and monitoring the progress of Risk campaigns that are initiated by Head Office and the Branch. Prepare periodic reporting to relevant stakeholders at the Head Office and Branch level. Close collaboration with Front Office in order to understand and advocate for the Front Office and Customer’s needs. Representative/Point of liaison for Front Office in engagements with relevant stakeholders on various risk areas, including but not limited to Compliance, Client Documentation, Legal. Support EMBP in the execution of risk controls and any other initiatives or projects. Support Market Heads for any day-to-day or adhoc risk areas where required. #J-18808-Ljbffr
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Business compliance manager m/f
1 week ago
Singapore Indosuez Wealth Management Full timeTypes of Jobs - Compliance / Financial Security Job title Business Compliance Manager M/F Contract type Permanent Contract Job summary Reporting to the Chief of Staff, the Business Compliance Manager (“BCM”) ensures the overall management of risks of Wealth Management activities of the Singapore Branch. This includes identifying, assessing, mitigating...
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Business compliance manager m/f
1 week ago
Singapore Indosuez Wealth Management Full timeTypes of Jobs - Compliance / Financial Security Job title Business Compliance Manager M/F Contract type Permanent Contract Job summary Reporting to the Chief of Staff, the Business Compliance Manager (“BCM”) ensures the overall management of risks of Wealth Management activities of the Singapore Branch. This includes identifying, assessing, mitigating...
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Compliance officer, aml m/f
3 weeks ago
Singapore Indosuez Wealth Management Full timeTypes of Jobs - Compliance / Financial Security Job titleCompliance Officer, AML M/F Contract typePermanent Contract Job summaryReporting to the Head of AML Compliance, you will provide AML/CFT and sanctions advice and support to the Private Banking business in Singapore and the international clientele of the Singapore Branch. KEY RESPONSIBILITIESYou will...
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F&B Operations Coordinator
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Singapore H&M Full timeSecurity Compliance Manager– Singapore Malaysia Vietnam Maternity Cover (6 months)1 Grange Rd, Singapore 239693Full-time Department: H&M Group Company DescriptionH&M Brand is on an exciting journey to again become a truly customer focused company. In line with our Omni transformation, we want to achieve clear ownership, fuel our salesmanship, enable speed...
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Regional legal counsel
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Singapore Compliance Wise Full timeJob TitleRegional Legal Counsel & Compliance Business Partner, Roche Diagnostics Asia Pacific (APAC)Regional Legal Counsel & Compliance Business Partner, Roche Diagnostics Asia Pacific (APAC)Role and Responsibilities Supports all legal and compliance business matters pertaining to the APAC region Provides a variety of general corporate and commercial legal...
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Singapore H&M Group Full timeJob DescriptionThis is a full-time position, reporting to the Regional Head Of Expansion for Region East Asia.About the RoleWe are seeking a skilled Regional Business Controller - East Asia Construction Lead to join our team. As a key member of the C&F organization, you will be responsible for driving financial growth and optimizing investments in the...