VP of Compliance

1 week ago

Singapore WilsonHCG Full time

Overview
A leading alternative investments firm is looking to hire VP Compliance to report to Chief Compliance Officer.
Responsibilities
Preparing MAS and SGX filings for the entities
To manage the relationship with local regulatory bodies and auditors.
Assisting with the oversight and continuing the implementation of compliance programmes
Staff personal dealing in financial instruments.
Staff conflict of interest situations.
To provide compliance opinion/risk assessment on KYC files and PEP/Sanctions alerts requiring an intervention.
Qualifications
Bachelor with10 to 15 years of regulatory compliance experience working inhouse at an asset management or compliance consulting.
Consultant Registration No. R
Singapore Employment Agency License No: 16S8069
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