Investment Management Compliance, Director

2 days ago

Singapore Morgan Stanley Full time

Join to apply for the
Investment Management Compliance, Director (Assistant VP)
role at
Morgan Stanley .
Department Profile
The mission of the Legal and Compliance Division is to assist Morgan Stanley in achieving its business objectives in a manner consistent with the Firm's core values and Global Risk Management Principles, by facilitating and overseeing the Firm's management of legal, regulatory, and franchise risk.
Professionals within Legal and Compliance provide support to business units by advising on new products, developing training, surveilling compliance, and managing investor disputes, ensuring the Firm's reputation for integrity and compliance with global regulations.
Background on the Position
Morgan Stanley Investment Management (MSIM) manages over USD$1.6 trillion in assets and offers a broad spectrum of strategies, including Equities, Fixed Income, Alternatives, and Sustainable Investing.
We seek a high-caliber individual to join the MSIM Asia Compliance team, responsible for managing regulatory risks across Asia (including Australia, China, Hong Kong, India, Korea, Singapore, and Taiwan) for investment management activities.
Primary Responsibilities
Advising on compliance matters across Asian jurisdictions for private and public investment activities.
Drafting and maintaining regional compliance policies and procedures.
Developing and conducting compliance training.
Responding to regulatory queries, monitoring trading activities, and overseeing audit and licensing matters.
Participating in regional and global projects.
Qualifications
Bachelor's degree in Legal, Accounting, Business, or Finance.
At least 8 years of compliance experience, including 3 years in investment management.
Strong understanding of investment management regulations in Asia; Hong Kong knowledge is a plus.
Excellent communication skills and ability to multi-task in a fast-paced environment.
What You Can Expect From Morgan Stanley
We are committed to excellence, diversity, and inclusion, offering supportive work environment and comprehensive benefits. We encourage growth and mobility within the firm.
Visit our global offices:
Morgan Stanley is an equal opportunity employer fostering an inclusive environment for all employees.
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