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Head of Risk and Compliance

2 weeks ago

Singapore Oliver James Associates Ltd. Full time

Job Opportunity: Head of Compliance - Financial Advisory Firm
Our client, a reputable entity in the Insurance sector, is seeking a skilled and experienced individual to lead their Compliance department, focusing particularly on compliance related Financial Advisory firms

The Head of Compliance will be responsible for:

  • Leading the development and implementation of compliance policies and procedures across the organization.
  • Ensuring that all business activities are conducted in accordance with regulatory requirements and internal guidelines.
  • Managing and overseeing compliance projects
  • Providing strategic guidance to senior management on compliance matters and risk management.
  • Conducting regular compliance audits and reviews to ensure adherence to laws, regulations and policies.
  • Training and mentoring compliance department staff, and providing guidance on complex compliance issues.
  • Staying updated on new legislation and regulatory requirements that impact the business.
Key Skills:
  • Extensive experience in compliance within the Insurance industry, with specific expertise in Personal Finance Advisors compliance.
  • Strong leadership skills and the ability to manage and prioritize multiple compliance projects.
  • Excellent knowledge of local and international regulatory requirements and standards.
  • Proven track record of developing and implementing effective compliance policies and procedures.
  • Exceptional analytical and problem-solving abilities.
  • Effective communication and interpersonal skills, capable of working with cross-functional teams and senior management.
  • Detail-oriented with an ability to oversee projects from origin through execution.
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