This is an IT support group | Compliance Analyst
11 hours ago
Squarepoint is a global investment management firm that utilizes a diversified portfolio of systematic and quantitative strategies across financial markets that seeks to achieve high quality, uncorrelated returns for our clients. We have deep expertise in trading, technology and operations and attribute our success to rigorous scientific research. As a technology and data-driven firm, we design and build our own cutting-edge systems, from high performance trading platforms to large scale data analysis and compute farms. With offices around the globe, we emphasize true, global collaboration by aligning our investment, technology, and operations teams functionally around the world.
Building on our quantitative research platform and process-driven approach, Squarepoint also runs discretionary strategies to augment our systematic approach and monetize opportunities which may not be suitable to be traded in a systematic strategy.
The Compliance Department at Squarepoint is a global team and has a wide range of responsibilities that seek to
Maintain and protect the good reputation of the firm;
Promote a strong culture of compliance and ethical behavior; and
Ensure compliance with the multitude of laws and regulations that the firm is subject to.
Role overview:
This is a regional compliance role with a focus on Singapore. The role will cover a broad spectrum of the Compliance program including, but not limited to:
Monitor for new laws and regulatory developments in Singapore and Asia-Pacific. Perform analysis and provide regulatory updates as necessary.
Research and provide markets and trading advisory on the trading venues/exchanges in Singapore and Asia-Pacific.
Perform counterparty onboarding and due diligence related tasks in accordance with the group’s policies, relevant AML/CFT regulations.
Provide operational support for compliance requests and queries from employees, as well as for local corporate administration matters.
Support compliance training, compliance reviews and audit as required.
Undertake ad-hoc projects and supervisory role(s) as required.
Key requirements:
Self-motivated, independent and detail-focused, with the ability to work effectively in a fast-paced environment. Comfortable with technology
Minimum 5 years work experience in a Singapore regulatory or markets compliance role – for example in banks, securities firms, futures brokerage firms, asset managers or proprietary trading firms.
Well-versed in Singapore regulation, exchange/trading venue rules and market structure/practices. Knowledge of regulatory requirements of other jurisdictions will be beneficial.
Good analytical, interpersonal and communication skills.
Great communicate in English, both verbally and in writing
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