Regulatory Compliance Specialist

2 days ago


Singapore Ethos BeathChapman Full time

Regulatory Compliance Specialist / AVP – Banking Join to apply for the Regulatory Compliance Specialist / AVP – Banking role at Ethos BeathChapman. The Role We are seeking a Regulatory Compliance candidate to join our team in Singapore — an integral role ensuring that our advisory and investment activities operate within the highest regulatory and ethical standards. This is an excellent opportunity for a detail-oriented professional with a passion for governance, regulation, and client protection. Responsibilities Provide regulatory advice and interpretation across the business and ensure that policies are in line with SFA and FAA Develop, implement, and maintain compliance monitoring frameworks and thematic reviews. Support product design, approval, and review processes to ensure regulatory compliance and good customer outcomes. Manage all Regulatory Compliance and issues pertaining to Conduct Risk, and ensure they are in line with requirements Liaise with internal stakeholders, including Legal, Risk, and Distribution teams, to embed a strong culture of compliance. Requirements Bachelor's degree in Law, Finance, Business, or a related field. 5 to 10 years of experience in Regulatory Compliance Strong technical knowledge in SFA, FAA, MAS regulations etc Excellent communication and interpersonal skills, with the confidence to challenge and advise senior stakeholders. High attention to detail and a proactive, analytical mindset. EA Personnel No. R BeathChapman Pte Ltd Licence No. 16S8112#J-18808-Ljbffr



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