Head of Risk and Compliance

4 days ago

Singapore Oliver James Associates Ltd. Full time

Job Opportunity: Head of Compliance - Financial Advisory Firm
Our client, a reputable entity in the Insurance sector, is seeking a skilled and experienced individual to lead their Compliance department, focusing particularly on compliance related Financial Advisory firms
The Head of Compliance will be responsible for:
Leading the development and implementation of compliance policies and procedures across the organization.
Ensuring that all business activities are conducted in accordance with regulatory requirements and internal guidelines.
Managing and overseeing compliance projects
Providing strategic guidance to senior management on compliance matters and risk management.
Conducting regular compliance audits and reviews to ensure adherence to laws, regulations and policies.
Training and mentoring compliance department staff, and providing guidance on complex compliance issues.
Staying updated on new legislation and regulatory requirements that impact the business.
Key Skills:
Extensive experience in compliance within the Insurance industry, with specific expertise in Personal Finance Advisors compliance.
Strong leadership skills and the ability to manage and prioritize multiple compliance projects.
Excellent knowledge of local and international regulatory requirements and standards.
Proven track record of developing and implementing effective compliance policies and procedures.
Exceptional analytical and problem-solving abilities.
Effective communication and interpersonal skills, capable of working with cross-functional teams and senior management.
Detail-oriented with an ability to oversee projects from origin through execution.
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