Associate - Regulatory Advisory Compliance
6 days ago
Associate - Regulatory Advisory Compliance Direct message the job poster from Charterhouse Partnership | Asia A reputable and established financial institution is hiring an Associate, Regulatory Advisory Compliance in Singapore. Working with experienced and passionate Manager and colleagues, this is an excellent opportunity for someone who is early in the Compliance career. NO WORK VISA SPONSORSHIP IS PROVIDEDMain responsibilities Provide sound compliance advice on business initiatives and strategies, including ad hoc requests from the business, and regulatory reports/inquiries e.g. on new investment proposals, trading of new products and deal transactions Continuous and regular tracking and review of global/regional regulatory developments and changes through, e.g. legal bulletins, alerts from custodians, news relating to global laws, regulations and exchange rules Monitor and analyze impact of new regulatory developments for the organisation's investment activities. This includes review and analysis of notifications received by brokers, custodians and/or external law firms; and disseminating relevant information to stakeholders on a timely basis Roll out regulatory rules by working and coordinating closely with responsible departments to advise on and support the implementation of the required policies and controls Assess applicability of regulatory licensing requirements in overseas countries where the organisation conducts business as a fund manager Main requirements Good 3-4 years of relevant compliance experience in an investment
-
Associate, Regulatory Advisory Compliance
2 weeks ago
Singapore GIC Private Limited Full timeAssociate, Regulatory Advisory Compliance Location: Singapore, SG Job Function: Legal & Compliance Department Job Type: Permanent GIC is one of the world's largest sovereign wealth funds. With over 2,000 employees across 11 locations around the world, we invest in more than 40 countries globally across asset classes and businesses. Working at GIC gives you...
-
Associate, Regulatory Advisory Compliance
4 days ago
Singapore GIC Group Full time**Location**:Singapore, SG **Job Function**:Legal & Compliance Department **Job Type**:Permanent **Req ID**:16785 GIC is one of the world’s largest sovereign wealth funds. With over 2,000 employees across 11 locations around the world, we invest in more than 40 countries globally across asset classes and businesses. Working at GIC gives you exposure to...
-
Regulatory Advisory Associate
2 weeks ago
Singapore Charterhouse Partnership | Asia Full timeA reputable financial institution in Singapore is hiring an Associate for Regulatory Advisory Compliance. This role involves providing compliance advice, monitoring regulatory developments, and assessing licensing requirements. Candidates should have 3-4 years of compliance experience, strong analytical skills, and familiarity with data analytical tools....
-
Regulatory Advisory Officer
2 weeks ago
Singapore PRUDENTIAL ASSURANCE COMPANY SINGAPORE (PTE) LIMITED Full timeJob Summary: The role of the Regulatory Advisory Officer is to provide compliance advisory, guidance and support to the Business Units (BUs), in compliance with prevailing regulatory/industry and/or Prudential/Head Office requirements, including the management of communications with key regulators and industry associations. You will be supporting your Team...
-
Singapore GIC Investment Full timeLocation: Singapore, SG Job Function: Legal & Compliance **Job Type**: Permanent Req ID: 14285 **Legal and Compliance Department** The Legal and Compliance Department (LCD) manages the legal and regulatory compliance risks, and partners with the business to ensure that legal and regulatory issues and risks are identified, assessed and dealt with in a...
-
Associate, Regulatory Compliance
1 week ago
Singapore IQ-EQ Full timeCompany Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. Job Description Our Regulatory Compliance Advisory team services regulated financial institutions, the...
-
Tax Associate, Singapore — Compliance
2 weeks ago
Singapore JPMorganChase Full timeA leading global financial services firm in Singapore is seeking a Tax Associate to support tax compliance and advisory activities. The ideal candidate will have a Bachelor's in Accountancy, strong analytical skills, and 3+ years of relevant experience. You will collaborate with various partners and contribute to strategic initiatives to optimize tax...
-
Senior Tax Associate: Compliance
2 days ago
Singapore Impetus Advisory & Outsourcing Pte. Ltd. Full timeA tax advisory firm in Singapore is seeking a detail-oriented Tax Senior Associate to provide tax compliance and advisory services for a diverse client portfolio. You will prepare tax returns, analyse financial data, and mentor junior staff. The ideal candidate has a degree in accounting, 1 to 4 years of relevant experience, and strong knowledge of Singapore...
-
Vp, Regulatory Advisory Compliance
2 days ago
Singapore GIC Investment Full timeLocation: Singapore, SG- Job Function: Legal & Compliance Department- Job Type: Permanent- Req ID: 15316GIC is one of the world’s largest sovereign wealth funds. With over 2,000 employees across 11 locations around the world, we invest in more than 40 countries globally across asset classes and businesses. Working at GIC gives you exposure to an...
-
Regulatory Compliance Advisory
2 weeks ago
Singapore THE EDGE PARTNERSHIP HOLDINGS PTE. LTD. Full time7+ years of regulatory compliance knowledge (SFA, FAA etc.) - Provide advisory support, compliance monitoring, testing and review - Prior exposure to CMS licensed or Securities firms are a at an advantage - Advising and supporting business units on rules and regulations and keeping up with regulatory changes - Budget: 10,000 - 11,000k
