Audit Expert, AML

7 days ago

Singapore UBS AG Full time

Your role

Are you a sharp evaluator of risk? Can you investigate complex situations and propose solutions? We're looking for an Audit Expert who can:
• drive or work as a team member on audits, including thematic and front-to-back reviews
• identify and evaluate the design and operating effectiveness of controls in the space AML and Trade Surveillance
• provide practical, innovative and value-added solutions to issues identified
• draft audit findings for UBS senior management and monitor the remediation progress
• contribute to the continuous risk assessment process, including reviewing the risk profile and developments of AML and Trade Surveillance areas
• builds-up and continuously maintains sufficient knowledge of organizational and governance structure, of products and processes, of legal and regulatory requirements, as well as developing professional skills and experience, to allow for an effective and professional mandate execution

Your team

You'll be working in the AML and Compliance Monitoring, Surveillance and Testing audit team in Singapore, focusing on AML and Trade Surveillance aspects.
GIA is an independent function that supports UBS in achieving its strategic, operational, financial and compliance objectives. We do this by assessing key processes as well as governance, risk management and the control environment within all business divisions and Corporate Center functions globally. We are independent in our work and report directly to the Chairman of the Board of Directors and the Audit Committee.

Your expertise


• strong analytical skills and are able to identify key risks within a variety of transaction processes and critically challenge information
• strong experience in audit or internal control function areas within the financial services industry
• in-depth experience of compliance, financial crime and market conduct (trade surveillance)
• good knowledge of the regulatory environment in which UBS operates
• strong communication and networking skills to work collaboratively with internal and external stakeholders to connect dots
• experienced in building relationships with senior management

About us

UBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment

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