United Overseas Bank Ltd. | Assistant VP, Business Risk Compliance Management(BRCM) Wealth Sales Sur
3 weeks ago
Assistant VP, Business Risk Compliance Management (BRCM) Wealth Sales Surveillance, Group Retail COO
Location: Singapore (City Area), SG, 048624
Company: United Overseas Bank Ltd
About UOB
United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. Our history spans more than 80 years. Over this time, we have been guided by our values – Honorable, Enterprising, United and Committed. This means we always strive to do what is right, build for the future, work as one team and pursue long-term success.
About the Department
The
Retail
function provides Personal and Business Banking customers with financial solutions tailored to their needs. We help them manage their money wisely and meet their financial goals through an extensive range of products and services. The COO Office has Business Risk & Control teams across various risk types, acting as a safeguard for the business.
Job Responsibilities
Develop, maintain, and periodically enhance sales surveillance parameters, thresholds, and risk scenarios in collaboration with Business and Product team.
Review post-trade surveillance alerts based on analysis of client’s suitability and needs profile, historical financial transactions, or wealth advisory activities.
Obtain required information, evidence, and seek clarification with respective Sales Representative / Supervisor / Business Quality and Control Team to validate or challenge review dispositions.
Prepare periodic report and present results of the surveillance review and ongoing risk monitoring at the panel meeting for escalation and remediation.
Table results and insights with business stakeholders and sales management for management oversight and accountability.
Job Requirements
Strong risk and control mindset, curious and self-initiated to discover and investigate sales anomalies.
Strong analytical and data mining/processing skills.
Attention to detail and ability to recognize patterns or irregularities.
Excellent communication, presentation, and persuasion skills. Able to collaborate with internal and external stakeholders.
Good understanding of sales processes, wealth transactions (FX, Investment, Insurance).
Good knowledge of SFA & FAA regulations and guidelines, sales processes best practices.
Be a part of UOB Family
UOB is an equal opportunity employer. UOB does not discriminate on the basis of a candidate's age, race, gender, color, religion, sexual orientation, physical or mental disability, or other non-merit factors. All employment decisions at UOB are based on business needs, job requirements, and qualifications. If you require any assistance or accommodations to be made for the recruitment process, please inform us when you submit your online application.
#J-18808-Ljbffr
-
United Overseas Bank Ltd. | VP, Business Risk
3 weeks ago
Singapore United Overseas Bank Ltd. Full timeVP, Business Risk & Analytics, Private Bank Posting Date: 24 Oct 2024Location: Singapore (City Area), Singapore, SG, 048624Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North...
-
Assistant vp
4 weeks ago
Singapore United Overseas Bank Full timeAssistant VP / VP, Business Risk Manager, Private Bank Posting Date: 10 Dec 2024Location: Singapore (City Area), Singapore, SG, 048624Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and...
-
Assistant vp
2 months ago
Singapore United Overseas Bank Ltd. Full timeAssistant VP / VP, Business Risk Manager, Private Bank Location: Singapore (City Area), Singapore, SG, 048624 Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia,...
-
Assistant VP
4 weeks ago
Singapore United Overseas Bank Full timeAssistant VP / VP, Business Risk Manager, Private Bank Posting Date: 10 Dec 2024 Location: Singapore (City Area), Singapore, SG, 048624 Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific,...
-
Assistant VP
16 hours ago
Singapore United Overseas Bank Full timeAssistant VP / VP, Business Risk Manager, Private Bank Posting Date: 8 Jan 2025 Location: Singapore (City Area), Singapore, SG, 048624 Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific,...
-
VP, Business Risk
4 weeks ago
Singapore United Overseas Bank Full timeVP, Business Risk & Analytics, Private Bank VP, Business Risk & Analytics, Private Bank VP, Business Risk & Analytics, Private Bank VP, Business Risk & Analytics, Private Bank Posting Date: 22 Nov 2024Location: Singapore (City Area), Singapore, SG, 048624Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia...
-
Singapore United Overseas Bank Ltd. Full timePress Tab to Move to Skip to Content Link Select how often (in days) to receive an alert: VP. Risk Controls and Governance, Group Wholesale Banking Location: Singapore (City Area), SG Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19...
-
VP, Business Risk
2 months ago
Singapore United Overseas Bank Full timeVP, Business Risk & Analytics, Private Bank Posting Date: 22 Nov 2024 Location: Singapore (City Area), Singapore, SG, 048624 Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and...
-
VP, Business Risk
3 weeks ago
Singapore United Overseas Bank Full timeVP, Business Risk & Analytics, Private Bank Posting Date: 21 Dec 2024 Location: Singapore (City Area), Singapore, SG, 048624 Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and...
-
Fvp/vp, business risk and controls management
2 months ago
Singapore United Overseas Bank Ltd. Full timeFVP/VP, Business Risk and Controls Management (BRCM) Anti-Fraud Adviser, Group Retail Posting Date: 30 Sep 2024 Location: Singapore (City Area), SG, 048624 Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in...
-
Vp, business risk and controls management
2 months ago
Singapore United Overseas Bank Ltd. Full timeVP, Business Risk and Controls Management (BRCM) Financial and Conduct, Group Retail Posting Date: 24 Sep 2024 Location: Singapore (City Area), SG, 048624 Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia...
-
Singapore United Overseas Bank Ltd. Full timeManager/Senior Officer, Business Risk & Control Mgmt, Group Retail Posting Date: 1 Oct 2024Location: Singapore (City Area), SG, 048624Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and...
-
Business Risk Analytics Manager
2 months ago
Singapore United Overseas Bank Full timeAbout United Overseas BankUnited Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories.We operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia, and Thailand, as well as branches and offices.Our history spans over 80...
-
Singapore United Overseas Bank Ltd. Full timeSenior Officer, Personal Wealth Executive Posting Date: 27 Aug 2024Location: Singapore, SG Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through...
-
Singapore United Overseas Bank Full timeVP. Risk Controls and Governance, Group Wholesale Banking Posting Date: 23 Dec 2024 Location: Singapore (City Area), SG Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North...
-
United Overseas Bank Ltd. | Assistant VP
3 weeks ago
Singapore United Overseas Bank Ltd. Full timeAssistant VP / Manager, Client Advisor Assistant, Private Bank Posting Date: 3 Oct 2024Location: Singapore (City Area), Singapore, SG, 048624Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific,...
-
United Overseas Bank Ltd. | VP, Industry
3 weeks ago
Singapore United Overseas Bank Ltd. Full timeVP, Industry / Credit Research, Group Risk Management Location: Singapore, SG Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head...
-
Singapore United Overseas Bank Ltd. Full timeAssistant VP, Credit Analyst, Group Corporate Banking Location: Singapore, SG Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head...
-
Senior/First VP, Risk Controls
3 weeks ago
Singapore United Overseas Bank Full timeSenior/First VP, Risk Controls & Governance, Group Wholesale Banking Posting Date: 17 Dec 2024 Location: Raffles (City Area), SG Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe...
-
Vp/assistant vp, relationship management
4 weeks ago
Singapore United Overseas Bank Full timeVP/Assistant VP, Relationship Management - Corporate Wealth Management, Group Commercial Banking Posting Date: 20 Nov 2024Location: Raffles, Singapore, SGCompany: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia...
